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Results: 1-10 of 97

OSC proposes four new capital raising prospectus exemptions

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • March 28 2014

On March 20, 2014, the Ontario Securities Commission (OSC) issued a Notice and Request for Comment (Notice) which proposed creating four new capital

Say on Pay: is the Canadian future voluntary?

  • Blake Cassels & Graydon LLP
  • -
  • Canada, USA
  • -
  • March 27 2014

With the annual meeting season now underway, Canadian public companies that have not done so may be considering whether they will voluntarily adopt a

IIROC proposes guidance on underwriting due diligence

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • March 14 2014

The Investment Industry Regulatory Organization of Canada (IIROC) recently published for comment a proposed Guidance Note (Proposed Guidance) setting

OSC announces new resolution options in enforcement matters

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • March 13 2014

The Ontario Securities Commission (OSC) has published Staff Notice 15-702 Revised Credit for Cooperation Program (Revised Cooperation Program), which

Possible participation fee relief from OSC

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • March 5 2014

The Ontario Securities Commission (OSC) has published OSC Staff Notice 13-704 indicating that it will consider providing relief on the participation

2014 proxy advisory voting guidelines: proxy season highlights

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • March 3 2014

While the Canadian Securities Administrators formulate a policy based approach to address concerns raised about services provided by proxy advisory

Outsourcing for financial institutions B-10 is not enough

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • February 20 2014

With respect to outsourcing arrangements, federally regulated entities (FREs) are well aware of the expectations of the Office of the Superintendent

TSX requires majority voting for election of directors

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • February 18 2014

The Toronto Stock Exchange (TSX) has adopted amendments to its Company Manual (Amendments) which will require each director of TSX-listed issuers

Important financial services changes in 2014 Budget

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • February 14 2014

The Economic Action Plan 2014, as the federal government calls its budget, tabled in the House of Commons on February 11, 2014 contains a number of

Canada’s securities regulators’ securitized products reform to focus narrowly on ABCP

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • February 7 2014

More than six years after the C$35 billion meltdown of Canada's non-bank-sponsored asset-backed commercial paper (Non-Bank ABCP) market, the Canadian