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FSA chief executive gives speech on financial services reform
- Katten Muchin Rosenman LLP
- -
- United Kingdom
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- December 17 2010
On December 13, Hector Sants, Chief Executive of the UK Financial Services Authority (FSA), gave a speech setting out the progress made toward the bodies that will replace the FSA: the Prudential Regulation Authority (PRA) and the Consumer Protection and Markets Authority (CPMA
UK government to introduce bank levy
- Katten Muchin Rosenman LLP
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- United Kingdom
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- December 10 2010
On December 9, the UK Government announced its intention to introduce a levy on UK banks and the UK branches and subsidiaries of foreign banks
FSA seeks details of bankers’ pay
- Katten Muchin Rosenman LLP
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- United Kingdom
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- November 19 2010
On November 10, the UK Financial Services Authority (FSA) circulated its proposals for increased disclosure requirements for bankers' remuneration
FSA announces new policy on mobile phone taping
- Katten Muchin Rosenman LLP
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- USA
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- November 19 2010
On November 11, the UK Financial Services Authority (FSA) published its Policy Statement 1017 (feedback on its "taping of mobile phones" consultation and final rules
Lord Turner explains key to successful regulatory reform
- Katten Muchin Rosenman LLP
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- United Kingdom
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- October 1 2010
On September 30, the UK Financial Services Authority (FSA) published a speech given by its Chairman, Lord Turner, on essential regulatory reforms
FSA fines Royal Bank of Scotland group £5.6m for UK sanctions controls failings
- Katten Muchin Rosenman LLP
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- United Kingdom
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- August 6 2010
On August 13, the UK Financial Services Authority (FSA) announced that it had fined RBS Plc, NatWest, Ulster Bank and Coutts and Co (RBSG) £5.6 million (approximately $8.9 million) for failing to have in place adequate systems and controls to prevent breaches of UK financial sanctions
UK government consults of financial services reform
- Katten Muchin Rosenman LLP
- -
- United Kingdom
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- July 30 2010
On July 26, HM Treasury launched a consultation (A new approach to financial regulation: judgment, focus and stability) on the reform of the UK financial services regulatory regime announced by the Chancellor of the Exchequer in June, as reported in the June 18, 2010 edition of Corporate and Financial Weekly Digest
European banking bonus restrictions to be introduced
- Katten Muchin Rosenman LLP
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- European Union
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- July 9 2010
On July 7, the European Parliament approved, by a large majority, measures which will significantly restrict bonus payments by banks
UK government announces transfer of FSA powers to Bank of England and new regulators
- Katten Muchin Rosenman LLP
- -
- United Kingdom
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- June 18 2010
In a speech delivered on June 16, the Chancellor of the Exchequer announced that the UK Government intended to transfer the regulatory functions of the UK Financial Services Authority (FSA) to the Bank of England and certain proposed new regulatory bodies
FSA annual report published
- Katten Muchin Rosenman LLP
- -
- United Kingdom
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- June 11 2010
On June 10, the UK Financial Services Authority (FSA) issued its annual report covering the year ended March 31, 2010
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- Firm Name - Katten Muchin Rosenman LLP
- Workarea - Banking
- Author - Edward Black
- Author - Martin Cornish