Search results
Order by most recent / most popular / relevance
Results: 1-9 of 9
European Commission adopts legislative proposals designed to strengthen EU financial supervision
- Katten Muchin Rosenman LLP
- -
- European Union
- -
- September 25 2009
On September 23, the European Commission announced that it had adopted a package of draft legislation designed to significantly strengthen the supervision of the financial sector in Europe
FSA restates its approach on informal guidance
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- August 21 2009
The UK Financial Services Authority (FSA) has restated its approach (in the context of regulation and enforcement) to the various types of informal guidance it employs
FSA introduces remuneration code of practice
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- August 14 2009
On August 12, the UK Financial Services Authority (FSA) introduced a remuneration code of practice (the Code
FSA announces changes to approved person registration requirements
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- July 31 2009
On July 27, the UK Financial Services Authority (FSA) confirmed an extension of the approved persons registration regime to include any person performing a "significant influence" function at an FSA authorized firm
FSA proposes increased fines
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- July 10 2009
On July 6, the UK Financial Services Authority (FSA) published its consultation paper CP0919 Enforcement Financial Penalties outlining its proposals for a more consistent and transparent framework for financial penalties
FSA publishes consultation paper on remuneration
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- March 27 2009
The UK Financial Services Authority (FSA) has published a consultation paper (CP 0910 Reforming remuneration practices in financial services) which puts forward a Code of Practice (Code) on remuneration and formally consults on applying it to a group of 45 large banks and broker dealers and incorporating it into the FSA rules
FSA publishes wide-ranging regulation review
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- March 20 2009
On March 18, the UK Financial Services Authority (FSA) published the Turner Review: a regulatory response to the global banking crisis, together with Discussion Paper 0902, which sets out the FSA’s specific proposals
FSA signals regulatory sea change
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- March 13 2009
In a speech delivered on March 12, Hector Sants, Chairman of the UK Financial Services Authority (FSA), signaled a new era of intensive supervision
European Commission consults on major changes to financial services regulation
- Katten Muchin Rosenman LLP
- -
- European Union
- -
- March 13 2009
On March 10, the European Commission launched a consultation Driving European Recovery on major structural changes to European financial services and markets regulation
Current Search
- Firm Name - Katten Muchin Rosenman LLP
- Workarea - Banking
- Workarea - Capital Markets
- Author - Edward Black
- Author - Sam Tyfield