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MF Global judgment clarifies law on client money entitlement
- Katten Muchin Rosenman LLP
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- United Kingdom
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- February 1 2013
A High Court judgment by Mr. Justice Richards handed down on January 29 has confirmed that a client's open positions on trades, made with a firm
UK Supreme Court Lehman client money decision
- Katten Muchin Rosenman LLP
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- United Kingdom
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- March 2 2012
On February 29, the UK Supreme Court handed down its decision upholding, in part unanimously and in part by a 3-2 majority, the Court of Appeal’s November 2010 decision in the LBIE client money case - Re Lehman Brothers International (Europe) (in administration
Fund manager CEO and CFO fined and banned for misleading investors and market abuse
- Katten Muchin Rosenman LLP
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- United Kingdom
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- August 19 2011
The Upper Tribunal (Tax and Chancery Chamber) has published its decision in Michiel Visser and Oluwole Fagbulu v. FSA
FSA obtains boiler room fraud conviction
- Katten Muchin Rosenman LLP
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- United Kingdom
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- June 17 2011
On June 14, the UK Financial Services Authority (FSA) announced that it had obtained its first criminal conviction for boiler room fraud
£1.1m fine and first High Court injunction against market abuse
- Katten Muchin Rosenman LLP
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- USA
- -
- May 27 2011
On May 24, the UK Financial Services Authority (FSA) announced that it had fined Samuel Kahn £1,094,900 (approximately $1,790,000) and obtained a High Court injunction restraining him from committing market abuse
Jail sentence imposed for insider dealing
- Katten Muchin Rosenman LLP
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- United Kingdom
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- January 28 2011
On January 21, Neil Rollins, a former senior manager of PM Onboard Limited, a waste industry firm, was sentenced to a prison term of 27 months for insider dealing and money laundering
FSA secures winding-up orders against unauthorized operators of collective investment schemes
- Katten Muchin Rosenman LLP
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- United Kingdom
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- December 10 2010
On December 9, the UK Financial Services Authority (FSA) announced that it had obtained winding-up orders in the High Court against two UK entities: Bio Partners Ltd and Zambia Alpha One LLP
Market abuse fine increased by appeal tribunal
- Katten Muchin Rosenman LLP
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- USA
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- October 22 2010
On October 20, the Financial Services and Markets Tribunal issued its decision in the matter of Andre Jean Scerri and the UK Financial Services Authority (FSA
Supreme Court confirms Court of Appeal ruling on FSA enforcement capabilities
- Katten Muchin Rosenman LLP
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- United Kingdom
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- August 6 2010
On July 28, the UK Supreme Court upheld the English Court of Appeal's judgment that the power of the UK Financial Services Authority (FSA) to prosecute criminal offenses was not limited to the offenses specified in sections 401 and 402 of the Financial Services and Markets Act 2000
Court of Appeal decides LBIE client money application
- Katten Muchin Rosenman LLP
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- United Kingdom
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- August 6 2010
On August 2, the English Court of Appeal handed down its judgment on the client money directions application made in the Administration of Lehman Brothers International (Europe) (LBIE
Current Search
- Firm Name - Katten Muchin Rosenman LLP
- Workarea - Litigation
- Author - Edward Black