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Results: 1-10 of 3,942

FSA proposes reduction to rights issue subscription periods

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • January 16 2009

On January 12, the UK Financial Services Authority (FSA) proposed the reduction of the minimum subscription period for companies undertaking a rights issue to either 14 calendar days or 10 business days

Immunity powers proposed for the FSA

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • January 16 2009

On January 14, the UK government announced proposals that would give the UK Financial Services Authority (FSA) new statutory powers

SEC releases final rule on enhanced disclosure and prospectus delivery for mutual funds and exchange-traded funds

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 16 2009

On January 13, the Securities and Exchange Commission issued a release setting forth the adoption of amendments to Form N-1A and new measures for the satisfaction of prospectus delivery obligations by mutual funds and exchange-traded funds

CME block trade advisories clarify nonpublic information restrictions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 12 2013

In two recent market regulation advisory notices (RA1303-3 and RA1307-4), CME Group clarified its rules regarding the disclosure and use of nonpublic

FSA publishes rules to implement EU MiFID directive

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • February 2 2007

On January 26, the Financial Services Authority (FSA) issued its final rules for the implementation of the EU Markets in Financial Instruments Directive (MiFID

FRBNY announces $10.6 billion of TALF loan requests in May

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 8 2009

On May 5, the Federal Reserve Bank of New York announced that on the May subscription date prospective borrowers requested $10.6 billion in TALF loans

NYSE and NASD revise research analyst and research report rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 2 2007

The New York Stock Exchange LLC, in Information Memorandum 07-11, and the National Association of Securities Dealers, Inc., in Notice to Members 07-04, announced revisions to Rules 472 and 2711, respectively

Agencies seek comment on proposed regulatory capital standards related to Financial Accounting Standards No. 166 and 167

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 28 2009

On August 26, the federal banking and thrift regulatory agencies announced that they are seeking comment on a proposed regulatory capital rule related to the Financial Accounting Standards Board’s (FASB’s) adoption of Statements of Financial Accounting Standards Nos. 166 and 167

SEC issues guidance on FASB Accounting Standards Codification

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 28 2009

On August 18, the Securities and Exchange Commission issued interpretive guidance addressing the effect of the transition to Financial Accounting Standards Board (FASB) Statement of Financial Accounting Standards No. 168

D.C. Circuit holds limited partnership units to be securities

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 28 2009

The plaintiffs, successors in interest to a publicly traded real estate investment trust (REIT) and its affiliated limited partnership (LP), appealed the dismissal of their complaint which asserted claims arising under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5

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