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Results: 1-10 of 33

CII submits Rule 10b5-1 rulemaking petition to the SEC

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 4 2013

On November 28 the Council of Institutional Investors (CII), an association of public, corporate and union pension funds and other employee benefit plans

ISS publishes updated FAQS for its proxy voting policies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 4 2013

On December 20, Institutional Shareholder Services (ISS) published updated FAQs regarding its proxy voting policies and procedures. The updated FAQs

SEC staff publishes new guidance on shareholder proposals

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 26 2012

On October 16 the Securities and Exchange Commission’s Division of Corporation Finance issued Staff Legal Bulletin No. 14G (SLB 14G) providing guidance with respect to three issues in connection with shareholder proxy proposals that arose during the 2012 proxy season

ISS proposes updates to its proxy voting policies for 2013

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 26 2012

On October 16, Institutional Shareholder Services (ISS) published for comment proposed changes to its proxy voting policies for 2013

SEC establishes risk management and operations standards for registered clearing agencies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 26 2012

The Securities and Exchange Commission adopted new rule 17Ad-22 under the Securities Exchange Act of 1934 (the Exchange Act) that establishes minimum requirements regarding how registered clearing agencies that provide central counterparty services (Clearing Agencies) must maintain effective risk management procedures and controls as well as meet the statutory requirements under the Exchange Act on an ongoing basis

SEC issues new interpretations related to executive compensation and say-on-pay reporting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 15 2011

On July 8, the Securities and Exchange Commission's Division of Corporation Finance issued new Compliance and Disclosure Interpretations (C&DIs) on executive compensation disclosure and reporting with respect to the frequency of shareholder advisory votes on executive compensation (i.e., "say on pay"

SEC increases fees in 2011

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 7 2011

On December 22, President Obama signed H.R. 3082, the continuing resolution that will fund federal agencies until approximately February

ISS publishes FAQs for policies on proxy voting recommendations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 7 2011

On December 14 and January 4, Institutional Shareholder Services (ISS) published FAQs regarding its policies for determining proxy voting recommendations for meetings to be held on or after February 1

ISS publishes updated policies for proxy voting recommendations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 3 2010

On November 19, Institutional Shareholder Services (ISS) published updated policies for determining its proxy voting recommendations for meetings to be held on or after February 1, 2011

SEC issues new interpretations on Form S-3 eligibility, incorporation of proxy statements in annual reports and foreign private issuer status

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 13 2010

On August 11, the Securities and Exchange Commission's Division of Corporation Finance issued new Compliance and Disclosure Interpretations (C&DIs) on topics including the availability of Form S-3 for issuers filing shelf registration statements in reliance on General Instruction I