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Results: 11-14 of 14
CFTC publishes request for information in connection with review of CFTC rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 8 2011
In compliance with Executive Order 13563, "Improving Regulation and Regulatory Review,'' the Commodity Futures Trading Commission has developed a Plan to review its existing regulations to evaluate their continued effectiveness in achieving the objectives for which they were adopted
CFTC approves final rules under Dodd-Frank
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 8 2011
At a July 7 meeting, the Commodity Futures Trading Commission approved five final rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act
CFTC open meeting regarding proposed Dodd-Frank rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 8 2011
The Commodity Futures Trading Commission announced that it will hold an open meeting on the thirteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on April 12
CFTC publishes a proposed interpretive order on disruptive trading practices under Dodd-Frank
- Katten Muchin Rosenman LLP
- -
- USA
- -
- March 25 2011
The Dodd-Frank Wall Street Reform and Consumer Protection Act added a new Section 4c(a)(5) to the Commodity Exchange Act (CEA) regarding disruptive trading practices, which prohibits any trading, practice or conduct on or subject to the rules of a "registered entity" that (a) violates bids or offers; (b) demonstrates intentional or reckless disregard for the orderly execution of transactions during the closing period; or (c) is, is of the character of, or is commonly known to the trade as, "spoofing" (bidding or offering with the intent to cancel the bid or offer before execution
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- Firm Name - Katten Muchin Rosenman LLP
- Author - Vanessa L. Colman
- Jurisdiction - USA