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CFTC and SEC publish joint advance notice of proposed rulemaking on swaps regulation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 20 2010

The Commodity Futures Trading Commission and the Securities and Exchange Commission have issued a joint advance notice of proposed rulemaking (the Joint Notice) seeking public comment regarding the agencies' mandate to regulate swaps and security-based swaps under the Dodd-Frank Wall Street Reform and Consumer Protection Act