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CFTC staff roundtable regarding swap data recordkeeping and reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 28 2011

The staff of the Commodity Futures Trading Commission announced that it will hold a public roundtable discussion on January 28 to address issues related to swap data recordkeeping and reporting requirements, including unique counterparty, product and swap identification and a master agreement library and portfolio data warehouse

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012

All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 22 2012

On February 9, 2012, the Commodity Futures Trading Commission adopted final amendments to its Part 4 Rules

CFTC and SEC publish joint advance notice of proposed rulemaking on swaps regulation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 20 2010

The Commodity Futures Trading Commission and the Securities and Exchange Commission have issued a joint advance notice of proposed rulemaking (the Joint Notice) seeking public comment regarding the agencies' mandate to regulate swaps and security-based swaps under the Dodd-Frank Wall Street Reform and Consumer Protection Act

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 28 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 28, 2010

CFTC withdraws proposed energy position limits

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 20 2010

The Commodity Futures Trading Commission has withdrawn its January proposal to establish federal speculative position limits for futures and option contracts on certain energy products

CFTC approves new NFA rules regarding forex orders

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 17 2009

The Commodity Futures Trading Commission has approved new National Futures Association (NFA) Compliance Rule 2-43, relating to adjustments to customer forex orders and the offset of customer forex positions by forex dealer members (FDMs

Public meeting of the technology advisory subcommittee on data standardization

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 29 2011

The Commodity Futures Trading Commission’s Technology Advisory Subcommittee on Data Standardization will hold its first public meeting on August 5

CFTC permits CME to clear certain OTC agricultural swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 27 2009

The Commodity Futures Trading Commission has issued an order authorizing the Chicago Mercantile Exchange (CME) to clear certain over-the-counter swaps in corn, wheat and soybeans in response to a petition filed in April 2008 by the CME and the Chicago Board of Trade (CBOT

Treasury Secretary outlines framework for regulatory reform

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 27 2009

On March 26, Treasury Secretary Timothy Geithner provided an overview of the Obama administration’s planned overhaul of the financial regulatory system to the Committee on Financial Services of the House of Representatives