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CFTC staff roundtable regarding swap data recordkeeping and reporting requirements

Katten Muchin Rosenman LLP
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USA
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January 28 2011

The staff of the Commodity Futures Trading Commission announced that it will hold a public roundtable discussion on January 28 to address issues related to swap data recordkeeping and reporting requirements, including unique counterparty, product and swap identification and a master agreement library and portfolio data warehouse

CFTC open meetings regarding proposed Dodd-Frank rules

Katten Muchin Rosenman LLP
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USA
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January 28 2011

The Commodity Futures Trading Commission announced that it will hold open meetings on the twelfth and thirteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on February 11 and February 24, respectively

CFTC publishes tenth series of Dodd-Frank rules

Katten Muchin Rosenman LLP
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USA
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January 28 2011

The Commodity Futures Trading Commission has published its tenth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC proposes substantial modifications to CPOCTA registration and reporting obligations

Katten Muchin Rosenman LLP
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USA
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January 28 2011

At an open meeting on January 26, the Commodity Futures Trading Commission proposed rules that would repeal exemptions from registration and effect substantial changes to the reporting requirements applicable to commodity pool operators (CPOs) and commodity trading advisors (CTAs) under the CFTC's Part 4 rules

NFA notice to members regarding calculation of retail forex customer accounts

Katten Muchin Rosenman LLP
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USA
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January 28 2011

The National Futures Association (NFA) has issued a Notice to Members providing guidance regarding the calculation of retail forex customer accounts maintained by retail foreign exchange dealers (RFEDs) and futures commission merchants (FCMs

Amendments to NFA financial requirements for Forex Dealer Members

Katten Muchin Rosenman LLP
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USA
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January 21 2011

The National Futures Association (NFA) has amended NFA Financial Requirements (FR) Sections 11(b), 14(c) and 14(d), effective February 1

CFTC publishes ninth series of Dodd-Frank rules

Katten Muchin Rosenman LLP
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USA
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January 21 2011

The Commodity Futures Trading Commission has published its ninth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC publishes fourteenth series of Dodd-Frank rules

Katten Muchin Rosenman LLP
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USA
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April 29 2011

The Commodity Futures Trading Commission has published its fourteenth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC publishes request for information in connection with review of CFTC rules

Katten Muchin Rosenman LLP
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USA
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July 8 2011

In compliance with Executive Order 13563, "Improving Regulation and Regulatory Review,'' the Commodity Futures Trading Commission has developed a Plan to review its existing regulations to evaluate their continued effectiveness in achieving the objectives for which they were adopted

CFTC approves final rules under Dodd-Frank

Katten Muchin Rosenman LLP
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USA
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July 8 2011

At a July 7 meeting, the Commodity Futures Trading Commission approved five final rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act

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