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Results: 1-10 of 12

CFTC publishes fourteenth series of Dodd-Frank rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 29 2011

The Commodity Futures Trading Commission has published its fourteenth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC publishes request for information in connection with review of CFTC rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 8 2011

In compliance with Executive Order 13563, "Improving Regulation and Regulatory Review,'' the Commodity Futures Trading Commission has developed a Plan to review its existing regulations to evaluate their continued effectiveness in achieving the objectives for which they were adopted

CFTC open meetings regarding proposed Dodd-Frank rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 28 2011

The Commodity Futures Trading Commission announced that it will hold open meetings on the twelfth and thirteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on February 11 and February 24, respectively

CFTC publishes tenth series of Dodd-Frank rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 28 2011

The Commodity Futures Trading Commission has published its tenth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC proposes substantial modifications to CPOCTA registration and reporting obligations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 28 2011

At an open meeting on January 26, the Commodity Futures Trading Commission proposed rules that would repeal exemptions from registration and effect substantial changes to the reporting requirements applicable to commodity pool operators (CPOs) and commodity trading advisors (CTAs) under the CFTC's Part 4 rules

Amendments to NFA financial requirements for Forex Dealer Members

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 21 2011

The National Futures Association (NFA) has amended NFA Financial Requirements (FR) Sections 11(b), 14(c) and 14(d), effective February 1

CFTC publishes ninth series of Dodd-Frank rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 21 2011

The Commodity Futures Trading Commission has published its ninth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC approves final rules under Dodd-Frank

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 8 2011

At a July 7 meeting, the Commodity Futures Trading Commission approved five final rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC open meeting regarding proposed Dodd-Frank rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 8 2011

The Commodity Futures Trading Commission announced that it will hold an open meeting on the thirteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on April 12

CFTC publishes a proposed interpretive order on disruptive trading practices under Dodd-Frank

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 25 2011

The Dodd-Frank Wall Street Reform and Consumer Protection Act added a new Section 4c(a)(5) to the Commodity Exchange Act (CEA) regarding disruptive trading practices, which prohibits any trading, practice or conduct on or subject to the rules of a "registered entity" that (a) violates bids or offers; (b) demonstrates intentional or reckless disregard for the orderly execution of transactions during the closing period; or (c) is, is of the character of, or is commonly known to the trade as, "spoofing" (bidding or offering with the intent to cancel the bid or offer before execution