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Results: 1-10 of 192

ICE Futures U.S. issues amendments to ERPF rule and FAQs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 15 2014

On August 8, ICE Futures U.S. revised its rule and frequently asked questions related to exchange of futures for related position (EFRP) transactions

CFTC releases rule enforcement review of ICE Futures U.S.

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 25 2014

On July 22, the Commodity Futures Trading Commission released the Division of Market Oversight's rule enforcement review of ICE Futures U.S. The rule

CFTC issues no-action relief from certain ownership and control reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 25 2014

On November 18, the Commodity Futures Trading Commission adopted rules modifying its ownership and control reporting requirements. Specifically, the

CFTC seeks comment on ICE Clear Europe portfolio margining proposal

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • July 18 2014

The Commodity Futures Trading Commission has requested public comment on a petition submitted by ICE Clear Europe Limited to amend an order issued by

CFTC extends relief to FCMs from certain commingling requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 27 2014

On June 25, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) extended to October 31 the relief

NFA proposes Interpretive Notice prohibiting the use of credit cards to fund retail forex or futures trading accounts

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 27 2014

National Futures Association (NFA) has proposed an Interpretive Notice that would prohibit NFA members from allowing customers to fund their retail

JAC issues guidance on FCM financial information disclosure requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 20 2014

The Joint Audit Committee (JAC) has issued a regulatory alert reminding futures commission merchants (FCMs) of their obligation to make certain

NFA issues notice regarding changes to Form PQR and Form PR

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 6 2014

On June 5, National Futures Association issued a notice to its members informing them that NFA has made several minor changes to the commodity pool

CFTC extends no-action relief for certain transaction-level requirements for non-US Swap Dealers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 6 2014

On June 4, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter extending

CFTC and Reserve Bank of Australia sign memorandum of understanding regarding cross-border clearing organizations

  • Katten Muchin Rosenman LLP
  • -
  • Australia, USA
  • -
  • June 6 2014

The Commodity Futures Trading Commission and Reserve Bank of Australia signed a memorandum of understanding (MOU) regarding the cooperation and the