We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 126

CFTC adopts final rules for execution facilities and other matters

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 17 2013

During an open meeting on May 16, the Commodity Futures Trading Commission adopted a final rule establishing core principles and other requirements

CFTC approves final rule requiring recording of oral communications

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 20 2012

On December 17, 2012, the Commodity Futures Trading Commission (CFTC) adopted final rules amending CFTC Regulations 1.31 and 1.35

CFTC seeks comments on ICE Clear Europe petition

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • September 14 2012

On September 11, the CFTC requested public comment on a petition submitted by ICE Clear Europe Limited

CFTC staff issues guidance on timing of swap dealer registration rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 14 2012

On September 10, Commodity Futures Trading Commission staff issued a set of responses to frequently asked questions (FAQs) related to the timing of the swap dealer registration requirements

NFA establishes pre-filing option for current 4.13(a)(4) pools

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On September 6, the National Futures Association (NFA) notified its members that it will modify its electronic exemption system to establish a pre-filing option for pools that wish to claim relief under Commodity Futures Trading Commission Regulations 4.7 or 4.12 or CFTC Advisory 18-96 after the Regulation 4.13(a)(4) exemption is revoked

CFTC approves conforming amendments for CPO and CTA regulations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On September 5, the Commodity Futures Trading Commission published final conforming amendments to Part 4 of its regulations, which govern the operations and activities of CPOs and CTAs

CFTC issues final rules related to swap trading relationship documentation, swap confirmations, and swap portfolio reconciliation and compression

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On August 27, the Commodity Futures Trading Commission published final rules related to swap trading documentation for swap dealers (SDs) and major swap participants (MSPs

NFA registration requirements for swap FCMs, IBs, CPOs and CTAs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On August 22, the National Futures Association (NFA) proposed amendments to its bylaws and registration rules that will require any NFA member that is registered with the Commodity Futures Trading Commission as a futures commission merchant (FCM), introducing broker (IB), commodity pool operator (CPO) or commodity trading advisor (CTA) and that engages in swap activities that are subject to the jurisdiction of the CFTC to be approved as a “swaps firm” by NFA

CFTC roundtable to discuss customer protection requirements for FCMs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 3 2012

The staff of the Commodity Futures Trading Commission will hold a public roundtable on Thursday, August 9 at 9:30 a.m. Eastern Time to discuss customer protection requirements for futures commission merchants (FCMs

ICE announces plans to transition swaps to futures contracts

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom, USA
  • -
  • August 3 2012

On July 30, the IntercontinentalExchange (ICE) announced that, subject to approval from the Commodity Futures Trading Commission and the U.K. Financial Services Authority, all cleared over-the-counter (OTC) products listed on ICE’s OTC energy market will be transitioned to futures products in January 2013

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy