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Results: 1-10 of 169

CFTC seeks comments on ICE Clear Europe Petition

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 11 2014

On April 7, the Commodity Futures Trading Commission requested public comment on a petition submitted by ICE Clear Europe Limited (ICE Clear Europe

CFTC extends relief to FCMs from certain commingling requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 11 2014

On April 7, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued CFTC No-Action Letter No

CFTC reissues and clarifies relief regarding swaps trading on MTFs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 11 2014

On April 9, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight

NFA issues notice to members regarding FATF update

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 4 2014

On April 2, the National Futures Association (NFA) issued a notice to its members informing them that the Financial Action Task Force (FATF) has

CFTC issues interpretation regarding auditor independence standards

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 4 2014

On March 28, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight issued an interpretive statement regarding

OTC derivatives regulators group issues report to G20

  • Katten Muchin Rosenman LLP
  • -
  • Global
  • -
  • April 4 2014

On March 31, the OTC Derivatives Regulators Group (ODRG) issued a report that identifies remaining over the counter (OTC) derivatives cross-border

CFTC requests public comment on ice swap trade packaged transaction rule

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 28 2014

ICE Swap Trade, LLC, a swap execution facility temporarily registered with the Commodity Futures Trading Commission, recently self-certified

CFTC extends expiration of MTF relief

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 28 2014

On February 12, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) issued relief from registration as a swap execution

CME group exchanges adopt revised rules regarding transfer trades and concurrent long and short positions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 14 2014

On March 10, a self-certified rule change related to transfer trades and concurrent long and short positions submitted by the Chicago Mercantile

Joint Audit Committee adopts template acknowledgment letters

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 14 2014

On March 12, the Joint Audit Committee issued a regulatory alert and revised templates for segregated, secured and cleared swap customer