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Results: 1-10 of 211

OTC Derivatives Regulators Group issues report to G20 Leaders

  • Katten Muchin Rosenman LLP
  • -
  • Global
  • -
  • November 14 2014

The OTC Derivatives Regulators Group (ODRG) has issued an update to the G20 Leaders on the ODRG’s effort to resolve cross-border issues relating to

CFTC issues 30.7 customer funds no-action relief and interpretation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 14 2014

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief and

JAC maintains current restrictions on trading while undermargined and publishes summary of residual interest requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

The Joint Audit Committee (JAC) has announced that it will maintain its current restrictions on trading while undermargined. As background, the JAC

NFA changes public display of FCM financial information on BASIC

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

Beginning November 25, the National Futures Association (NFA) will display additional information on each futures commission merchant’s (FCM’s) BASIC

CFTC proposes to amend recordkeeping requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

The Commodity Futures Trading Commission has proposed to amend the recordkeeping requirements set forth in CFTC Regulation 1.35(a). The proposed

CFTC proposes to revise residual interest deadline for FCMs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

In 2013, the Commodity Futures Trading Commission amended CFTC Regulation 1.22 to require a futures commission merchant (FCM) to maintain its own

CFTC grants relief to IB entering into give-up arrangements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted no-action relief from the proviso in

CFTC extends relief to FCMs from certain commingling requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 31 2014

On October 30, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) extended indefinitely the relief

CFTC issues interpretation regarding accounting for customer margin payments using Automated Clearing House payment processing

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 24 2014

On October 23, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued an interpretation

CFTC issues relief from certain Part 45 requirements to Singapore Exchange Derivatives Clearing Limited

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 10 2014

On October 8, the Commodity Futures Trading Commission’s Divisions of Market Oversight and Clearing and Risk (Divisions) issued No-Action Letter No