We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 247

CFTC issues advisory on ownership and control reporting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 27 2015

The Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission have

CFTC approves final rule on Residual Interest Deadline for FCMs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 20 2015

On March 17, the Commodity Futures Trading Commission approved a final rule amending CFTC Regulation 1.22 to remove the December 31, 2018 automatic

CFTC issues an exemption to HKSFC permitting US customers to deal directly with Hong Kong brokers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 20 2015

On March 19, the Commodity Futures Trading Commission issued an exemption to Hong Kong Securities and Futures Commission (HKSFC) permitting US

FinCEN updates list of jurisdictions with AMLCFT deficiencies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 20 2015

On March 16, the Financial Crimes Enforcement Network (FinCEN) issued an advisory announcing that the Financial Action Task Force (FATF) has updated

CFTC to host roundtable on cybersecurity and system safeguards testing

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 6 2015

On March 18, Commodity Futures Trading Commission staff will hold a public roundtable on cybersecurity and system safeguards testing. The roundtable

CFTC staff to host public roundtable on recovery and orderly wind-down of DCOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 27 2015

Commodity Futures Trading Commission staff will host a public roundtable discussion on March 5 on issues related to the recovery and orderly

CFTC reopens comment period for position limits proposals

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 27 2015

The Commodity Futures Trading Commission has re-opened the comment period on (1) its proposed rules establishing position limits on certain exempt

CFTC announces members of Market Risk Advisory Committee

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 20 2015

The Commodity Futures Trading Commission has announced the members of its Market Risk Advisory Committee (MRAC). The MRAC’s membership list is

NFA notifies SDs and MSPs of annual questionnaire requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 20 2015

Beginning April 1, National Futures Association (NFA) will require its member swap dealers (SDs) and major swap participants (MSPs) to complete the

CFTC’s Energy and Environmental Markets Advisory Committee to hold meeting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 20 2015

The Commodity Futures Trading Commission’s Energy and Environmental Markets Advisory Committee will hold a meeting on February 26. The meeting, which