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CFTC approves final rule requiring recording of oral communications
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 20 2012
On December 17, 2012, the Commodity Futures Trading Commission (CFTC) adopted final rules amending CFTC Regulations 1.31 and 1.35
Foreign listed stock index futures and options approvals
- Katten Muchin Rosenman LLP
- -
- European Union, USA
- -
- February 15 2012
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012
CFTC issues interpretation of Dodd-Frank anti-fraud authority
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days
CFTC adopts final rule on investment of customer funds
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
The Commodity Futures Trading Commission has adopted amendments to CFTC Rules 1.25 and 30.7 that would narrow the scope of permissible investments for customer funds held by futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) in the customer segregated account maintained under section 4d(a)(2) of the Commodity Exchange Act or the foreign futures and foreign options secured amount account maintained in accordance with CFTC Rule 30.7
Public meeting of the technology advisory committee
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
The Commodity Futures Trading Commission’s Technology Advisory Committee will hold a public meeting on December 13, to address: (1) emerging issues in relation to swap execution facilities; (2) high frequency traders and their market impact; and (3) interim recommendations from the subcommittee on data standardization regarding universal product and legal entity identifiers, standardization of machine-readable legal contracts, and data storage and retrieval
CFTC Division of Market Oversight guidebook for Part 20 reports
- Katten Muchin Rosenman LLP
- -
- USA
- -
- December 9 2011
The Commodity Futures Trading Commission’s Division of Market Oversight has issued a guidebook containing additional guidance and detailed instructions for submitting large swap trader reports required by new Part 20 of the CFTC’s rules
CFTC approves final rules under Dodd-Frank
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 8 2011
At a July 7 meeting, the Commodity Futures Trading Commission approved five final rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act
CFTC proposes order providing exemptive relief from certain Dodd-Frank provisions
- Katten Muchin Rosenman LLP
- -
- USA
- -
- June 17 2011
The Commodity Futures Trading Commission has proposed to issue an order (the Proposed Order) providing temporary relief from certain swap-related provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act that would otherwise take effect on July 16, 2011
CFTC extends comment period for multiple Dodd-Frank rulemakings
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 6 2011
The Commodity Futures Trading Commission has determined to extend the public comment period for over 30 of its proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act until June 3
CFTC publishes fourteenth series of Dodd-Frank rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 29 2011
The Commodity Futures Trading Commission has published its fourteenth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act
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