We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 959

This week in securities litigation (week ending April 11, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • April 10 2014

Former hedge fund giant SAC Capital was sentenced this week. This concluded one of the most prominent insider trading cases. Under the terms of the

HP, three subsidiaries pay $108 million to settle FCPA charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 9 2014

The Russian, Polish and Mexican subsidiaries of Hewlett-Packard Company resolved criminal FCPA charges with the Department of Justice while the parent

SEC files settled financial fraud actions

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 8 2014

The SEC filed financial fraud actions against drug store giant CVS Caremark Corporation and its Retail Controller, Laird Daniels, CPA. CVS was

Fund principal partially resolves administrative charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 7 2014

A principal of an investment adviser partially settled a previously filed administrative proceeding which centers on claims that he and another

Minnesota Supreme Court tolls payment bond deadlines for fraudulent concealment

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 4 2014

On April 2, 2014, the Minnesota Supreme Court confirmed that fraudulent concealment of a cause of action by a principal on a surety bond will toll a

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

FCPA: a focus on individuals

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 2 2014

FCPA enforcement officials have repeatedly emphasized that they intend to focus on individuals as an effective means of halting possible violations. A

Two SEC insider trading cases involving spouses

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 31 2014

The SEC filed two settled insider trading cases in which the husband is alleged to have misappropriated inside information from his wife. In each

This week in securities litigation (week ending March 28, 2014)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • March 27 2014

The New York Attorney General secured one of the most significant market crisis settlements to date this week. The former CEO of Bank of America

Gupta’s efforts to overturn insider trading convictions rejected

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 25 2014

The Second Circuit Court of Appeals upheld the conviction of former Goldman Sachs director Rajat Gupta for illegal tipping. Mr. Gupta was convicted