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This week in securities litigation (week ending July 25, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 24 2014

The Commission issued its long discussed rules reforming money markets this week, requiring that institutional prime money market funds have a

Former Qualcomm EVP pleads guilty to insider trading

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 22 2014

For former Qualcomm Inc. Executive Vice President Jing Wang the cover-up not only failed but increased his liability. The former executive pleaded

Anti-corruption digest - July 2014

  • Dorsey & Whitney LLP
  • -
  • Argentina, China, Czech Republic, France, Greece, Italy, Japan, South Korea, Spain, Tanzania, United Kingdom, USA
  • -
  • July 21 2014

Two executives of oil drilling contractor Noble Corp. settled bribery charges with the United States Securities and Exchange Commission just days

This week in securities litigation (week ending July 18, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 17 2014

The SEC's insider trading probe regarding the House Ways and Means Committee and a senior staff member, also involves 44 investment funds and other

The SEC, an idea, insider trading and the Wyly case

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 15 2014

The SEC got a much needed courtroom win with a jury verdict in the Wyly case. The insider trading claim, however, was not submitted to the jury

Microcap fraud: an FBI controlled shell company

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 14 2014

Five men came together to plan the manipulation of an over-the-counter traded shell. What they did not know was that the shell was controlled by the

The SEC, insider trading, golf and e-mails

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 13 2014

Insider trading is generally a profit making venture. But not always as a group of golf friends recently learned - and documented in numerous e-mails

This week in securities litigation (week ending July 11, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 10 2014

The unblemished record of the Manhattan U.S. Attorney's Office in insider trading cases came to an end this week with the acquittal of Rengan

D.C. Circuit grants petition for mandamus and strongly reaffirms attorney-client privilege for internal investigations

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 8 2014

The attorney-client privilege has long protected attorney-client communications made during the course of an internal investigation. Upjohn Co. v

This week in securities litigation (week ending July 3, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, USA
  • -
  • July 2 2014

In a holiday shortened week, dark pools were again a focus for regulators. This week FINRA sanctioned Goldman Sachs in connection with the operation