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SEC settles insider trading case tied to BP oil spill

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 20 2014

The SEC filed a settled insider trading action against an employee of BP p.l.c. tied to the Deepwater Horizon oil spill in 2010. Specifically, the

This week in securities litigation (week ending April 17, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • April 16 2014

High speed trading continued to be a central focus in this shortened week with the markets closed on Friday. The New York Attorney General has

The SEC’s continuing investigation regarding Carter’s, Inc.

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 13 2014

Carter's Inc. is the SEC investigation that just keeps on producing cases. Recently former firm vice president Richard Posey settled insider trading

This week in securities litigation (week ending April 11, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • April 10 2014

Former hedge fund giant SAC Capital was sentenced this week. This concluded one of the most prominent insider trading cases. Under the terms of the

HP, three subsidiaries pay $108 million to settle FCPA charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 9 2014

The Russian, Polish and Mexican subsidiaries of Hewlett-Packard Company resolved criminal FCPA charges with the Department of Justice while the parent

SEC files settled financial fraud actions

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 8 2014

The SEC filed financial fraud actions against drug store giant CVS Caremark Corporation and its Retail Controller, Laird Daniels, CPA. CVS was

Fund principal partially resolves administrative charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 7 2014

A principal of an investment adviser partially settled a previously filed administrative proceeding which centers on claims that he and another

Minnesota Supreme Court tolls payment bond deadlines for fraudulent concealment

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 4 2014

On April 2, 2014, the Minnesota Supreme Court confirmed that fraudulent concealment of a cause of action by a principal on a surety bond will toll a

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

FCPA: a focus on individuals

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 2 2014

FCPA enforcement officials have repeatedly emphasized that they intend to focus on individuals as an effective means of halting possible violations. A