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Results: 1-10 of 48

A comparative regulatory guide to listing in Hong Kong, London, New York and Toronto

  • Dorsey & Whitney LLP
  • -
  • Canada, Hong Kong, United Kingdom, USA
  • -
  • February 10 2010

There are two listing standards for NYSE: the Non-U.S. Standards for non-U.S. companies (which is further subdivided into two sets of standards worldwide and domestic under which non-U.S. companies may qualify for listing) and the U.S. Standards for domestic companies

Anti-Corruption Digest - September 2013

  • Dorsey & Whitney LLP
  • -
  • Australia, Brazil, China, Germany, Indonesia, Japan, Uganda, United Kingdom, USA
  • -
  • October 4 2013

Further evidence of the trend toward civil actions arising out of various governments’ anti-bribery investigations may be found in the case of

Group relief: FEC bank: Upper Tribunal decision

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • November 14 2011

The Upper Tribunal (“UT”) has upheld the First-tier Tribunal’s (“FTT”) decision that the UK’s pre-Finance Act 2000 group relief rules were in breach of the non-discrimination article in the UKUS double tax treaty

Bitcoin - turbulent waters - part seven

  • Dorsey & Whitney LLP
  • -
  • China, European Union, Hong Kong, Japan, Singapore, United Kingdom, USA
  • -
  • March 4 2014

"Virtual currencies", and bitcoin in particular, continued to attract a lot of attention. The sudden demise of Mt. Gox (Japan), one of the largest

British banks pay big for BSAAML violations

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • December 18 2012

Two British banks recently agreed to pay significant penalties to settle allegations of violations of the Bank Secrecy Act and U.S. sanctions programs, with deficiencies in each bank’s Bank Secrecy Actanti-money laundering (“BSAAML”) compliance program underlying each case

This week in securities litigation (September 16, 2011)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • September 16 2011

As the week drew to a close, reports surfaced of a rogue trader who had run up $2 billion in trading losses at UBS in London while the SEC reportedly is expanding its market crisis probe

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

Two executives who defrauded their shareholders

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • June 12 2012

Two executives were in court in recent days on criminal charges

Bitcoin - could Beijing make or break it? - part three

  • Dorsey & Whitney LLP
  • -
  • China, European Union, Hong Kong, United Kingdom, USA
  • -
  • December 13 2013

The nature and prospects of "virtual currencies", and bitcoin in particular, have been keenly debated. These issues again attracted attention when

The UK’s Bribery Act of 2010: the obligations and risks it imposes on US employers with business in the UK

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • February 21 2011

The UK Bribery Act is expected to come into force shortly