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Results: 1-10 of 27

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

This week in securities litigation (week ending March 21, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage

This week in securities litigation (week ending February 21, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, United Kingdom, USA
  • -
  • February 20 2014

The SEC filed two civil injunctive actions this week. Once focused on an investment fraud scheme in which interests were sold in what was falsely

This week in securities litigation (week ending February 14, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • February 13 2014

The Commission prevailed after a two week jury trial in an insider trading case this week, ending a string of losses. The agency also filed two

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

This week in securities litigation (week ending January 31, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • January 30 2014

SEC Chair Mary Jo White declared that 2014 will be a very busy year for the Division of Enforcement. At the same time fellow Commissioner Michael

Anti-Corruption Digest - September 2013

  • Dorsey & Whitney LLP
  • -
  • Australia, Brazil, China, Germany, Indonesia, Japan, Uganda, United Kingdom, USA
  • -
  • October 4 2013

Further evidence of the trend toward civil actions arising out of various governments’ anti-bribery investigations may be found in the case of

Corruption digest

  • Dorsey & Whitney LLP
  • -
  • Australia
  • -
  • July 19 2012

The Independent Commission Against Corruption (ICAC) is investigating allegations that a Sydney security company, Kings Security Group, allegedly offered bribes and paid for trips to Las Vegas to secure million dollar contracts

Corruption digest

  • Dorsey & Whitney LLP
  • -
  • Australia
  • -
  • July 19 2012

Further to the March and April 2012 editions of the Corruption Digest, it has been reported that Securency’s former chief financial officer, Mr David John Ellery, intends to plead guilty to two counts of bribery-related false accounting

Corruption digest

  • Dorsey & Whitney LLP
  • -
  • Australia
  • -
  • June 22 2012

Victoria’s new anti-corruption watchdog is under the spotlight after a chain of damaging emails were discovered