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SEC settles insider trading case tied to BP oil spill

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 20 2014

The SEC filed a settled insider trading action against an employee of BP p.l.c. tied to the Deepwater Horizon oil spill in 2010. Specifically, the

College athletes and unions: a first strike from the NLRB

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 17 2014

On March 26, the Chicago Region of the National Labor Relations Board (the "NLRB" or the "Board") decided that college football players at

Minnesota passes law raising minimum wage

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 16 2014

On Monday, Governor Mark Dayton signed into law legislation that will increase Minnesota's minimum wage to $9.50 by 2016. With the passage of the new

This week in securities litigation (week ending April 17, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • April 16 2014

High speed trading continued to be a central focus in this shortened week with the markets closed on Friday. The New York Attorney General has

Proposed framework for regulating health it products issued

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 15 2014

On April 3, 2014, the Food and Drug Administration ("FDA"), in collaboration with the Office of the National Coordinator for Health Information

SEC charges adviser, others in fee splitting scheme

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 15 2014

A registered investment adviser and its principals were named as Respondents in a proceeding that centers on allegations of undisclosed revenue

Circuit Court largely rejects challenges to SEC conflict mineral rules

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 14 2014

The SEC largely prevailed in the D.C. Circuit Court of Appeals in a suit changing the Rules promulgated by the agency under Dodd-Frank regarding

The SEC’s continuing investigation regarding Carter’s, Inc.

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 13 2014

Carter's Inc. is the SEC investigation that just keeps on producing cases. Recently former firm vice president Richard Posey settled insider trading

This week in securities litigation (week ending April 11, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • April 10 2014

Former hedge fund giant SAC Capital was sentenced this week. This concluded one of the most prominent insider trading cases. Under the terms of the

HP, three subsidiaries pay $108 million to settle FCPA charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 9 2014

The Russian, Polish and Mexican subsidiaries of Hewlett-Packard Company resolved criminal FCPA charges with the Department of Justice while the parent