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Results: 1-10 of 2,103

This week in securities litigation (week ending July 25, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 24 2014

The Commission issued its long discussed rules reforming money markets this week, requiring that institutional prime money market funds have a

IR executive settles SEC insider trading charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 23 2014

The SEC filed a settled insider trading case against a partner in an investor relations firm who traded securities based on information he obtained

Former Qualcomm EVP pleads guilty to insider trading

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 22 2014

For former Qualcomm Inc. Executive Vice President Jing Wang the cover-up not only failed but increased his liability. The former executive pleaded

Discrimination against LGBT employees of federal contractors and federal employees now prohibited by President Obama’s amendments to executive orders

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 22 2014

On Monday, July 21, 2014, President Obama amended two previously issued Executive Orders to extend protection against workplace discrimination to

2014 amendments to the Delaware General Corporation Law

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 21 2014

On July 15, 2014, Delaware Governor Jack Markell signed Delaware House Bill No. 329, which makes a number of noteworthy changes to the Delaware

SEC efforts to compel SIPIC coverage for Stanford victims rejected

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 21 2014

The D.C. Circuit rejected efforts by the SEC to compel the Securities Investor Protection Corporation to liquidate a broker-dealer that was part of

Anti-corruption digest - July 2014

  • Dorsey & Whitney LLP
  • -
  • Argentina, China, Czech Republic, France, Greece, Italy, Japan, South Korea, Spain, Tanzania, United Kingdom, USA
  • -
  • July 21 2014

Two executives of oil drilling contractor Noble Corp. settled bribery charges with the United States Securities and Exchange Commission just days

SEC continues to focus on microcap fraud

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 20 2014

Microcap fraud is a continuing enforcement priority for the SEC. Last week, for example, the Commission brought an action centered on what would have

Quirky question 235, payment of wages better late than never is half right

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 19 2014

My company was in a tight spot last month with cash flow and we had to delay payroll by a few days. We did end up paying everyone what they were owed

North Dakota Supreme Court establishes defense to “no damage for delay” clause

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 18 2014

In June 2014, the North Dakota Supreme Court issued its decision in C&C Plumbing & Heating, LLP v. Williams County et al, No. 20130297. The Court