Search results

Order by most recent / most popular / relevance

Results: 1-10 of 965

SEC officer director bars: by what standard?

Dorsey & Whitney LLP
-
USA
-
May 16 2013

Sometimes it can be difficult to determine if you actually won. This may be the case for the SEC with the Second Circuit's ruling in SEC v. Bankosky

The Dell insider trading cases

Dorsey & Whitney LLP
-
USA
-
May 15 2013

Anthony Chiasson, the co-founder of hedge fund Level Global Investors, was sentenced on insider trading charges this week to serve 78 months in

SEC sues PRC issuer in what business?

Dorsey & Whitney LLP
-
China, USA
-
May 14 2013

The Commission has filed a series of actions against China based issuers. Some have centered on financial fraud and misrepresentation claims such as

FCPA compliance: increasing efforts but miles to go

Dorsey & Whitney LLP
-
USA
-
May 12 2013

DOJ and SEC enforcement officials have made it clear in recent years that anticorruption and FCPA enforcement is a key priority. More cases have been

This week in securities litigation (week ending May 10, 2013)

Dorsey & Whitney LLP
-
USA
-
May 10 2013

The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26

The proposed SEC budget: up 26 to $1.67 billion

Dorsey & Whitney LLP
-
USA
-
May 8 2013

The SEC is seeking a 26 increase in its budget for the next fiscal year, to $1.674 billion. The increase will permit the agency to add 676 new staff

SEC, USAO file kickback charges based on Argentinean bond scheme

Dorsey & Whitney LLP
-
USA
-
May 7 2013

Fraud charges centered on a kickback scheme that generated more over $60 million trading Venezuelan bonds which was executed by employees of a New

The SEC charges City of Harrisburg with fraud

Dorsey & Whitney LLP
-
USA
-
May 6 2013

For the first time the SEC charged a municipality for making false and misleading statements outside of its securities disclosure documents. The

The new SEC Chair charts a course for the agency

Dorsey & Whitney LLP
-
USA
-
May 5 2013

Commentators have speculated since the appointment of Mary Jo White as SEC Chair that there would be a new emphasis on enforcement. Ms. White's

This week in securities litigation (week ending May 3, 2013)

Dorsey & Whitney LLP
-
USA
-
May 3 2013

The FCPA continued to be a focus this week. Another Alstrom executive was added to a pending criminal prosecution in a superseding indictment

next >

Search results

SEC officer director bars: by what standard?

The Dell insider trading cases

SEC sues PRC issuer in what business?

FCPA compliance: increasing efforts but miles to go

This week in securities litigation (week ending May 10, 2013)

The proposed SEC budget: up 26 to $1.67 billion

SEC, USAO file kickback charges based on Argentinean bond scheme

The SEC charges City of Harrisburg with fraud

The new SEC Chair charts a course for the agency

This week in securities litigation (week ending May 3, 2013)

Current Search

Suggested Facets

Author

Jurisdiction

Workarea