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Results: 1-10 of 298

FSA publishes second AIFMD consultation paper

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • March 22 2013

On March 19, the UK Financial Services Authority (FSA) published Consultation Paper CP139, its second consultation on the rules and guidance

ESMA publishes EMIR Q&As

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • March 22 2013

On March 20, the European Securities and Markets Authority (ESMA) published Questions & Answers (Q&A) relating to the implementation of the

EMIR technical standards published in the Official Journal of the European Union

  • Katten Muchin Rosenman LLP
  • -
  • European Union, Vatican City State
  • -
  • March 1 2013

Technical Standards which clarify certain aspects of Regulation 6482012 on over-the-counter (OTC) derivatives, central counterparties (CCPs) and

One-day prohibition imposed on short selling of four Italian shares

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • March 1 2013

On February 27, the UK Financial Services Authority (FSA) announced that it had prohibited short selling of the shares of four named Italian

FSA updates guide to the new PRA and FCA handbooks

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • February 22 2013

On February 19, the UK Financial Services Authority (FSA) published an updated "one-minute guide" summarizing the changes to the FSA Handbook that

ESMA recommends proxy advisor code of conduct

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • February 22 2013

On February 19, the European Securities and Markets Authority (ESMA) published a Feedback Statement on its March 2012 consultation on the role of the

European Commission announcement concerning EMIR regulatory technical standards

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • February 15 2013

On February 8, the European Commission issued an announcement concerning the draft regulatory technical standards (RTS) made under the European

ESMA issues AIFM remuneration guidelines

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • February 15 2013

On February 11, the European Securities and Markets Authority (ESMA) published final guidelines (Guidelines) on remuneration of alternative

European financial transaction tax proposal

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • February 15 2013

On February 14, the European Commission released draft text for a proposed financial transaction tax directive. If the text is implemented into law a

Appeal tribunal confirms £8 million market manipulation fine

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • February 1 2013

On January 28, the Upper Tribunal (Tax and Chancery Chamber) upheld the decision of the Regulatory Decisions Committee (RDC) of the UK Financial

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