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This week in securities litigation (week ending May 17, 2013)

Dorsey & Whitney LLP
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USA
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May 17 2013

Companies with China based operations were a focus this week for the SEC. The Commission filed two financial fraud actions against companies whose

Could the SEC become irrelevant?

Dorsey & Whitney LLP
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USA
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May 22 2013

New SEC Chair Mary Jo White many well be facing an early test of her leadership. The battle ground could be money market reform. The stakes are high

The Dell insider trading cases

Dorsey & Whitney LLP
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USA
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May 15 2013

Anthony Chiasson, the co-founder of hedge fund Level Global Investors, was sentenced on insider trading charges this week to serve 78 months in

SEC sues PRC issuer in what business?

Dorsey & Whitney LLP
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China, USA
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May 14 2013

The Commission has filed a series of actions against China based issuers. Some have centered on financial fraud and misrepresentation claims such as

SEC secures $2.7 million judgment against broker and others

Dorsey & Whitney LLP
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USA
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April 28 2013

The Commission prevailed on a motion for summary judgment against a brokerage firm, its principle and a former managing director, ultimately securing

Supreme Court takes up SOX whistleblower case

Dorsey & Whitney LLP
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USA
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May 20 2013

The Supreme Court agreed to hear a significant case concerning the coverage of the Sarbanes-Oxley whistleblower provisions. The central issue to be

This week in securities litigation (week ending May 10, 2013)

Dorsey & Whitney LLP
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USA
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May 10 2013

The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26

Where will the new administration take the SEC?

Dorsey & Whitney LLP
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USA
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May 17 2013

While the SEC Chair is battling Congress to secure a budget which approaches $2 billion the number of cases being brought by the enforcement program

The proposed SEC budget: up 26 to $1.67 billion

Dorsey & Whitney LLP
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USA
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May 8 2013

The SEC is seeking a 26 increase in its budget for the next fiscal year, to $1.674 billion. The increase will permit the agency to add 676 new staff

This week in securities litigation (week ending August 24, 2012)

Dorsey & Whitney LLP
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USA
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August 23 2012

Money market reform, a cause long championed by SEC Chairman Mary Schapiro, will not go forward at this time

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Search results

This week in securities litigation (week ending May 17, 2013)

Could the SEC become irrelevant?

The Dell insider trading cases

SEC sues PRC issuer in what business?

SEC secures $2.7 million judgment against broker and others

Supreme Court takes up SOX whistleblower case

This week in securities litigation (week ending May 10, 2013)

Where will the new administration take the SEC?

The proposed SEC budget: up 26 to $1.67 billion

This week in securities litigation (week ending August 24, 2012)

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