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Results: 1-10 of 17

SEC sues PRC issuer in what business?

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • May 14 2013

The Commission has filed a series of actions against China based issuers. Some have centered on financial fraud and misrepresentation claims such as

SEC’s action seeking PRC audit papers moves forward

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • April 24 2013

The SEC's action seeking to compel the production of documents from the Chinese affiliate of Deloitte and Touche is moving toward resolution. The

Will Morrison end the debate over PRC based audit work papers?

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • January 15 2013

In Morrison v. National Australia Bank Ltd., 136 S.Ct. 2869 (2010) the Supreme Court held that Exchange Act Section 10(b) only reaches to the water's

SEC brings proceedings against PRC based affiliates of audit firms

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • December 3 2012

The SEC instituted administrative proceedings against the affiliates of five major accounting firms based in the Peoples Republic of China, or the PRC, which bodes ill for companies based there to have continued access the U.S. capital markets

Anti-corruption digest

  • Dorsey & Whitney LLP
  • -
  • Bangladesh, Bulgaria, China, Georgia, Greece, India, South Korea, United Kingdom, USA
  • -
  • October 22 2012

Last month Tyco International Ltd. agreed to pay $26.8 million to resolve U.S. charges that it paid bribes to officials of foreign governments and misreported such payments, in violation of the FCPA

Another SEC action against a Chinese issuer

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • September 4 2012

Chinese companies that went public through a reverse merger continue to be the subject of Commission enforcement actions

Part V: the SEC and Chinese issuers: transparency and accountability

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • August 6 2012

This is the fifth and concluding segment of a series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

Part III: the SEC and Chinese issuers: transparency and accountability

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • August 2 2012

This is the third segment of a five part series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

The SEC and Chinese issuers: transparency and accountability

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • August 1 2012

This is the first segment of a five part series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

Part II: The SEC and Chinese issuers: transparency and accountability

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • August 1 2012

This is the second segment of a five part series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

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