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Results: 1-10 of 23

Anti-corruption digest - July 2014

  • Dorsey & Whitney LLP
  • -
  • Argentina, China, Czech Republic, France, Greece, Italy, Japan, South Korea, Spain, Tanzania, United Kingdom, USA
  • -
  • July 21 2014

Two executives of oil drilling contractor Noble Corp. settled bribery charges with the United States Securities and Exchange Commission just days

FCPA compliance in China: U.S.- China business council report

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • November 3 2013

FCPA enforcement continues to be a priority for the DOJ and the SEC. This can make doing business in high risk parts of the world such as China

Anti-Corruption Digest - September 2013

  • Dorsey & Whitney LLP
  • -
  • Australia, Brazil, China, Germany, Indonesia, Japan, Uganda, United Kingdom, USA
  • -
  • October 4 2013

Further evidence of the trend toward civil actions arising out of various governments’ anti-bribery investigations may be found in the case of

The dispute over work papers for PRC based issuers may be about to end

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • August 7 2013

The resolution of a long standing dispute between the SEC, the PCAOB and the China Securities Regulatory Commission or CSRC over the availability of

SEC files another fraud action centered on a PRC based issuer

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • July 1 2013

The Commission brought another fraud action against a China based issuer and its chairman. This time the case focuses on the lack of internal control

The PCAOB and the PRC take an initial step

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • May 29 2013

There may be a beginning to the end of the battle between U.S. and Chinese regulators over audit work papers relating to PRC based firms. The Public

SEC sues PRC issuer in what business?

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • May 14 2013

The Commission has filed a series of actions against China based issuers. Some have centered on financial fraud and misrepresentation claims such as

SEC’s action seeking PRC audit papers moves forward

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • April 24 2013

The SEC's action seeking to compel the production of documents from the Chinese affiliate of Deloitte and Touche is moving toward resolution. The

Will Morrison end the debate over PRC based audit work papers?

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • January 15 2013

In Morrison v. National Australia Bank Ltd., 136 S.Ct. 2869 (2010) the Supreme Court held that Exchange Act Section 10(b) only reaches to the water's

SEC brings proceedings against PRC based affiliates of audit firms

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • December 3 2012

The SEC instituted administrative proceedings against the affiliates of five major accounting firms based in the Peoples Republic of China, or the PRC, which bodes ill for companies based there to have continued access the U.S. capital markets