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Basel announces new chair of joint forum

  • Dentons
  • -
  • Global
  • -
  • January 20 2012

Basel, the International Organization of Securities Commissions (IOSCO), and the International Association of Insurance Supervisors (IAIS) have announced the appointment of Dr Therese M Vaughan as Chair of the Joint Forum

Joint forum consults on supervision of conglomerates

  • Dentons
  • -
  • Global, USA
  • -
  • December 22 2011

The Joint Forum of Basel, the International Organization of Securities Commissions and the International Association of Insurance Supervisors is consulting on changes to its 1999 principles on supervising financial conglomerates

FSA signs MoU with Korea

  • Dentons
  • -
  • South Korea, United Kingdom
  • -
  • December 9 2011

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement

FSA appoints Paul Stockton to FSCS board

  • Dentons
  • -
  • United Kingdom
  • -
  • December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme

FSA appoints new FOS chair

  • Dentons
  • -
  • United Kingdom
  • -
  • November 25 2011

Sir Nicholas Montagu KCB is the new chairman of the Financial Ombudsman Service (FOS

Council adopts financial conglomerates changes

  • Dentons
  • -
  • European Union
  • -
  • November 11 2011

The Council has adopted a Directive amending the 2002 Financial Conglomerates Directive to strengthen supervision of financial conglomerates

FSA finalises guidance on standardised approach

  • Dentons
  • -
  • United Kingdom
  • -
  • November 11 2011

FSA has published its finalised guidance on the standardised approach to operational risk

FSA creates CASS information page

  • Dentons
  • -
  • United Kingdom
  • -
  • October 7 2011

FSA has created a page of information about the CASS operational oversight function (CF10a), which applies from 1 October

FSA makes final remuneration guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • October 7 2011

FSA has published the final version of its “Dear CEO” letters setting out how it plans to assess whether firms have complied with the rules on setting remuneration under the Remuneration Code

FSA announces re-start of FSCS funding review

  • Dentons
  • -
  • United Kingdom
  • -
  • October 7 2011

FSA has decided to relaunch its review of the Financial Services Compensation Scheme (FSCS) Funding Model, which originally began in 2009