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Commission welcomes EMIR agreement
- Dentons
- -
- European Union
- -
- February 17 2012
Michel Barnier welcomed the agreement on EMIR, but said it is now crucial to drive through the legislative changes that will complement it
ESMA publishes short-selling responses
- Dentons
- -
- European Union
- -
- February 17 2012
ESMA has published the responses it received to its consultation on technical standards for short-selling and credit default swaps
ECON and council agree EMIR
- Dentons
- -
- European Union
- -
- February 17 2012
Late on 9 February, the Economic and Monetary Affairs Committee in the EP announced it had finally struck a compromise deal with representatives from the European Council on the Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (popularly known as the European Market Infrastructure Regulation or EMIR
ESMA consults on short-selling technical advice
- Dentons
- -
- European Union
- -
- February 17 2012
ESMA has published its draft advice on technical measures under the Regulation on short-selling and credit default swaps
EBA consults on large exposures reporting
- Dentons
- -
- European Union
- -
- February 17 2012
EBA has published a consultation paper on a draft Implementing Technical Standard on reporting of large exposures
EBA makes capital plan assessment
- Dentons
- -
- European Union
- -
- February 17 2012
EBA has made a preliminary assessment of the capital plans banks have submitted in response to EBA’s recommendation on recapitalisation
FSA and FINMA confirm UBS enforcement action
- Dentons
- -
- Switzerland, United Kingdom
- -
- February 10 2012
FSA has published a statement confirming both it and the Swiss Financial Market Supervisory Authority (FINMA) have commenced formal enforcement investigations against UBS in respect of trading losses incurred by the UBS AG London branch
ECON publishes EESC opinion on CRD IV
- Dentons
- -
- European Union
- -
- February 10 2012
ECON has published the opinion of the European Economic and Social Committee on the proposal for the Directive and Regulation that will comprise what is known as the fourth Capital Requirements Directive (CRD IV
Council publishes EMIR compromise
- Dentons
- -
- European Union
- -
- February 3 2012
The Council has published the compromise text for two provisions of the proposed Regulation on OTC Derivatives, Central Counterparties and Trade Repositories agreed by the Economics and Finance Ministers on 24 January
FSA fines and bans over misconduct
- Dentons
- -
- United Kingdom
- -
- February 3 2012
FSA has fined a trader and former compliance officer £130,000 for failing to make reasonable enquiries before selling his firm's shareholding in Punch Taverns
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