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Results: 1-10 of 327

AFM publications

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

Draft policy rule on calculation of short positions: A duty to report short positions will take effect on 1 July 2013. To clarify what constitutes a

AFM may send letters asking for copies of business documents

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

The District Court in Rotterdam recently ruled that the Authority for the Financial Markets (AFM) may ask for copies of business documents by sending

Scope of AIFM Directive managers of pension fund assets included

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

Managers of investment funds that exclusively manage the assets of pension funds will be subject to the rules of the AIFM Directive, to be

Alternative financing

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

The Minister of Economic Affairs has informed the Second Chamber about alternative forms of financing. Examples are: credit unions, crowd funding

Supervision of financial conglomerates

  • De Brauw Blackstone Westbroek
  • -
  • European Union
  • -
  • April 26 2013

A bill has been submitted to parliament implementing the European Directive on financial conglomerates. The Directive contains prudential rules for

Council of State ruling on SNS

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

The Minister of Finance was entitled to expropriate the securities- including shares, subordinated bonds, and participation certificates - and

Investment companies banned from charging commissions

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

From 2014, investment companies may no longer receive or pay commission from or to third parties. Their customers will have to pay directly for any

Money laundering and terrorist financing

  • De Brauw Blackstone Westbroek
  • -
  • European Union
  • -
  • April 26 2013

The European Commission has published proposals to strengthen rules against money laundering and terrorist financing. The proposals entail: a

Banking union developments

  • De Brauw Blackstone Westbroek
  • -
  • European Union
  • -
  • April 26 2013

The European Parliament is expected to vote in May 2013 on the single supervisory mechanism, which allows the European Central Bank to exercise

ESMA holds consultation about supplements to prospectuses

  • De Brauw Blackstone Westbroek
  • -
  • European Union
  • -
  • April 26 2013

In its recent draft regulatory technical standards, the ESMA provides an overview of situations requiring a supplement to a prospectus. ESMA mentions