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CFTC adopts final rules for ownership and control reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 1 2013

On October 30, the Commodity Futures Trading Commission approved final rules that implement position and trading activity based reporting

CFTC adopts rules for segregation of initial margin for uncleared swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 8 2013

On October 31, the Commodity Futures Trading Commission adopted final rules with respect to the segregation of initial margin for uncleared swaps

ISDA collateral developments

  • Katten Muchin Rosenman LLP
  • -
  • Global
  • -
  • December 9 2011

The International Swaps and Derivatives Association is responsible for a trio of recent developments with respect to the collateralization of derivative transactions using ISDA Credit Support Annexes

ISDA publishes protocol for 2014 Credit Derivatives Definitions

  • Katten Muchin Rosenman LLP
  • -
  • Global
  • -
  • August 22 2014

With exactly one month left until the September 22 effective date of the International Swaps and Derivatives Association’s (ISDA) new 2014 Credit

UK judgment validates ISDA Master Agreement performance suspension provision

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom, USA
  • -
  • April 13 2012

Section 2(a)(iii) of every standard International Swaps and Derivatives Association (ISDA) Master Agreement provides in relevant part that a non-defaulting party does not have to perform so long as any event of default or potential event of default is continuing with respect to its counterparty

SEC proposes recordkeeping and reporting rules for security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 25 2014

On April 17, the Securities and Exchange Commission proposed several new rules relating to security-based swaps. The rules deal with "recordkeeping

CFTC issues updated relief for cross-border trading of swaps on qualifying multilateral trading facilities in the European Union

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 24 2014

On April 9, 2014, the Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) (together, the Divisions) of

CFTC, SEC finalize swap product definitions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 7 2012

On July 9 and 10, 2012, the Commodity Futures Trading Commission and Securities and Exchange Commission (collectively, the “Commissions”) approved joint final rules and interpretations (the “Swap Definitions”) regarding the definition and regulation of swaps, security-based swaps, mixed swaps and security-based swap agreements

CFTC requests public comment on MAT filings by Javelin and trueEX

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 25 2013

The Commodity Futures Trading Commission has requested public comment on determinations by Javelin SEF, LLC (Javelin) and trueEX, LLC (trueEX) to

SEC retains existing rules on beneficial ownership and derivatives

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 18 2011

Section 766 of the Dodd-Frank Wall Street Reform and Consumer Protection Act specifies that the Securities and Exchange Commission must set rules to determine the extent to which a security-based swap will be deemed to involve the acquisition of beneficial ownership of underlying equity securities for the purposes of Sections 13 and 16 of the Securities Exchange Act of 1934