We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 54

CFTC adopts rules for segregation of initial margin for uncleared swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 8 2013

On October 31, the Commodity Futures Trading Commission adopted final rules with respect to the segregation of initial margin for uncleared swaps

CFTC issues relief for cross-border trading of swaps on Qualifying multilateral trading facilities in the European Union

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 14 2014

On February 12, 2014, the Division of Market Oversight (DMO) of the United States Commodity Futures Trading Commission (CFTC) issued a no-action

First MAT determinations are deemed certified

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 24 2014

In October 2013, Javelin SEF, LLC (Javelin) and trueEX, LLC (trueEX) self-certified their determinations that certain interest rate swaps are made

CFTC adopts enhanced customer protection rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 1 2013

On October 30, the Commodity Futures Trading Commission adopted final rules designed to enhance customer protection. The rules expand the information

CFTC adopts final rules for ownership and control reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 1 2013

On October 30, the Commodity Futures Trading Commission approved final rules that implement position and trading activity based reporting

Federal Reserve approves Final Rule regulating bank holding companies and foreign banking organizations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 21 2014

On February 18, the Federal Reserve Board (Federal Reserve) approved a Final Rule to enhance supervision over the largest US bank holding companies

CFTC provides relief for intended-to-be-cleared swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 22 2013

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to

SEC extends exemptions for security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 7 2014

On February 5, the Securities and Exchange Commission issued an extension of interim final rules that provide exemptions for security-based swaps

CFTC issues guidance for swap execution facilities

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 22 2013

On November 15, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) issued guidance (Guidance) to swap execution facilities

CFTC extends relief from de minimis exception to certain non-us affiliates

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 25 2013

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief to non-US persons that