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Results: 1-10 of 30

Final Dodd-Frank ABS rules:representations and warranties and review of assets

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • February 10 2011

As described in a number of previous posts, in October, the SEC published two proposals for rules mandated by the Dodd Frank Act: (i) those related to representations and warranties in ABS securities offerings; and (ii) those requiring any issuer of registered ABS to perform a review of the assets underlying the ABS

CSA proposed securitized products rules - definition of securitized products

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • April 8 2011

As indicated in our previous posting, the Canadian Securities Administrators have proposed a new framework for the regulation of securitized products which includes: enhanced disclosure requirements for securities issued under a prospectus

Proposals for the regulation of shadow banking postscript

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • May 24 2013

Short term investors are extremely risk-adverse. They demand two things at minimum - ready access to and the safety of their principal. When risk

CSA proposed securitized products rules - parties, Part II

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • April 18 2011

As indicated in a previous piece, Item 1 of the proposed CSA rules deals with the various parties to a transaction and requires clear identification of each role that they play and the specific functions and responsibilities being performed in connection with each role

Recent developments in the Regulation of Shadow Banking

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • November 15 2013

Over the summer and fall shadow banking regulation moved forward on several fronts. First, the SEC proposed rules that would reform the way money

SEC proposals on ABS: representations and warranties, part II

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 21 2010

Well here's one that potentially has direct bearing on the Canadian ABS market

The buzz on SEC release on securitization

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • September 9 2010

Since the Securities and Exchange Commission issued a request for comments on its proposed rules on asset backed securities on April 7, market participants have weighed in with their comments

SEC proposals on ABS: review of assets

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • November 4 2010

The second SEC release in response to the requirements of the Dodd Frank Act deals with the requirement of issuers to perform a review of the assets underlying an ABS and to disclose the nature of the review

SEC proposals on ABS: an overview

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • December 9 2010

While we wait for the other shoe to drop, perhaps it would be worthwhile to review the general state of play and try to better understand what it may mean for the securitization industry

SEC proposals on ABS: risk retention Part II

  • Stikeman Elliott LLP
  • -
  • USA
  • -
  • November 11 2010

Finally some good news