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We previously noted that the challenge to the SEC's conflict minerals rules was transferred from the Court of Appeals to the United States District
The CFPB has ordered a Texas homebuilder, Paul Taylor, to surrender more than $100,000 he received in kickbacks for referring mortgage origination
This week the SEC appointed Keith F. Higgins as Director of the Division of Corporation Finance. We don't know him personally but have seen him speak
In testimony before the U.S. House of Representatives Committee on Financial Services, SEC Chair Mary Jo White stated that the Netflix Section 21(a
It was another week of speculation as to when the SEC might finalize or propose any JOBS Act rule. Broc Romanek of the TheCorporateCounsel.net
The Public Company Accounting Oversight Board, or PCAOB, has reproposed a new auditing standard, Related Parties, and certain other amendments to its
A new study sponsored by the American Enterprise Institute on the impact of Dodd-Frank on community banks has been published. The study notes: If
The SEC instituted a settled cease-and-desist proceeding against the City of Harrisburg, Pennsylvania for its violations of Section 10(b) of the
As previously noted, the Court of Appeals for the District of Columbia recently dismissed a challenge to the SEC's resource extraction rules for lack
The CFPB has updated existing regulations to make it easier for spouses or partners who do not work outside of the home to qualify for credit cards
