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FSA speech - Delivering credible deterrence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 4 2009

The FSA has published a speech by Margaret Cole (Director of Enforcement, FSA) entitled Delivering credible deterrence

European Commission updates Payment Services Directive Q&A

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • April 27 2009

The European Commission has updated its questions and answers on the Payment Services Directive (PSD

CEBS guidelines on operational risk mitigation techniques

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • January 4 2010

The Committee of European Banking Supervisors (CEBS) has published guidelines on operational risk mitigation techniques

The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • July 27 2009

The Treasury has published the Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009, which will come into force on 1 October 2009

FSA speech - delivering intensive supervision and credible deterrence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

CEBS publishes its guidelines on the revised large exposures regime

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • December 21 2009

A revised large exposures regime has been included in the amended Capital Requirements Directive

FSA final notices

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

Morgan Stanley has been fined £1.4 million for breaches of Principles 2 and 3 in relation to trader mis-marking which led to the firm making a negative adjustment of $120 million

Implementing amendments to the Capital Requirements Directive

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • January 18 2010

In September 2009, the European Parliament and the European Council adopted a Directive amending the Capital Requirements Directive (CRD

FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

A partner of a mortgage broker has been prohibited due to a lack of knowledge or involvement in the firm’s mortgage business or the relevant regulatory requirements

The Turner Review: a regulatory response to the global banking crisis

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 23 2009

The FSA has published the Turner Review together with a supporting Discussion Paper