We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 457

Supplementary annex to good and poor practices in Key Features Documents

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 11 2009

The FSA has published a supplementary annex to its report on good and poor practices in Key Features Documents which was originally published on 28 September 2007

FSA speech - delivering intensive supervision and credible deterrence

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

Implementation of financial stability measures for Lloyds Banking Group and Royal Bank of Scotland

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • November 9 2009

Following discussions with Lloyds Banking Group (Lloyds) and Royal Bank of Scotland (RBS) in respect of their participation in the Government’s Asset Protection Scheme (APS), HM Treasury has announced that Lloyds will not participate in the APS and instead will raise additional private sector capital and pay a fee to the taxpayer for the implicit protection provided to date

FSA publishes policy statement on the approved persons regime

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • August 3 2009

The FSA has confirmed an extension of the approved persons regime for those that perform a ‘significant influence’ function at firms

ICGN Conference on Corporate Governance - Check against delivery

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • April 5 2010

HM Treasury has published a speech that Paul Myners (Financial Services Secretary) gave at the ICGN Conference on Corporate Governance

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

CEBS publishes its guidelines on the revised large exposures regime

  • Norton Rose LLP
  • -
  • European Union
  • -
  • December 21 2009

A revised large exposures regime has been included in the amended Capital Requirements Directive

Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review)

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • February 1 2010

On 28 January 2010, the FSA published Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review) (CP103

Handbook Notice 93

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • October 12 2009

The FSA has published Handbook Notice 93

Senior Supervisors Group: risk management lessons from the global banking crisis of 2008

  • Norton Rose LLP
  • -
  • Global
  • -
  • October 26 2009

The Senior Supervisors Group (SSG) comprises of national regulators from the following countries