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Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920

European Commission publishes guidelines on PSD passport notifications

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • November 2 2009

The European Commission has published a set of guidelines that provide a framework for the co-operation of competent authorities with regard to the implementation of the passport notification provisions under the Payment Services Directive (PSD

FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

The FSA has cancelled a mortgage broker’s permission to conduct regulated mortgage business (Newcastle Home Loans Limited , 20 July 2009) following the non-payment of a fine of £170,000 issued in February 2009 for submitting mortgage applications containing false information, such as the purchase price on which the loan was calculated, which induced the lender to advance up to 126 of the actual purchase price, and allowing David Purdie to act as Chief Executive without FSA approval (who was also banned) (Newcastle Home Loans Limited and NHL - David Purdie , 26 February 2009

CEBS Compendium of supplementary guidelines on implementation issues of operational risk

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • September 14 2009

The Committee of European Banking Supervisors (CEBS) has published its Compendium of supplementary guidelines on implementation issues of operational risk (the Compendium

CEBS publishes its guidelines on the revised large exposures regime

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • December 21 2009

A revised large exposures regime has been included in the amended Capital Requirements Directive

Financial services firms’ approach to UK financial sanctions

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 4 2009

The FSA has published a report from its Financial Crime and Intelligence Division entitled Financial services firms’ approach to UK financial sanctions (the Report

Council Regulation (EU) No 4072010 of 11 May 2010 establishing a European financial stabilisation mechanism

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • May 18 2010

There has been published in the Official Journal of the European Union Council Regulation (EU) No 4072010 of 11 May 2010 establishing a European financial stabilisation mechanism

Large systemically important banks: addressing the too-big-to-fail problem

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 9 2009

The FSA has published a speech that Adair Turner (Chairman, FSA) gave at the recent Turner Review Conference

Mapping supervisory objectives and powers across EU member states

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • March 16 2009

In March 2008, the European Commission invited the Committee of European Banking Supervisors (CEBS) to provide assistance in conducting a survey on supervisory powers and objectives, including the actual use of sanctioning powers, as a follow-up to the December 2007 ECOFIN Council conclusions

FSA Final Notice - Mohammed Ahmed

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 9 2009

The FSA has published a Final Notice concerning Mohammed Ahmed prohibiting Mr Ahmed from performing any function in relation to any regulated activity carried on by any authorised person, exempt person or exempt professional firm