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FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

The FSA has cancelled a mortgage broker’s permission to conduct regulated mortgage business (Newcastle Home Loans Limited , 20 July 2009) following the non-payment of a fine of £170,000 issued in February 2009 for submitting mortgage applications containing false information, such as the purchase price on which the loan was calculated, which induced the lender to advance up to 126 of the actual purchase price, and allowing David Purdie to act as Chief Executive without FSA approval (who was also banned) (Newcastle Home Loans Limited and NHL - David Purdie , 26 February 2009

Banks to publish share volumes traded in automated systems

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • May 31 2010

The Association for Financial Markets in Europe (AFME) has published a press release stating that six leading investment banks (Citi, Credit Suisse, Deutsche Bank, J.P. Morgan Cazenove, Morgan Stanley and UBS) have launched a voluntary initiative to improve post trade transparency in the European over-the-counter equity markets

European Commission updates Payment Services Directive Q&A

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • April 27 2009

The European Commission has updated its questions and answers on the Payment Services Directive (PSD

CEBS publishes its guidelines on the revised large exposures regime

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • December 21 2009

A revised large exposures regime has been included in the amended Capital Requirements Directive

CEBS publishes its advice on the effectiveness of a minimum retention requirement for securitisations

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • November 9 2009

On 5 May 2009, the European Commission issued a call for technical advice to the Committee of European Banking Supervisors (CEBS) in relation to Article 122a of the amended Capital Requirements Directive (CRD

BBA response to European Commission communication on bank resolution funds

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement concerning the European Commission's proposal on bank resolution funds

Senior Supervisors Group: risk management lessons from the global banking crisis of 2008

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • October 26 2009

The Senior Supervisors Group (SSG) comprises of national regulators from the following countries

Discussion Paper 093: Mortgage Market Review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • October 26 2009

The FSA has published Discussion Paper 093: Mortgage Market Review (DP093

European Commission publishes guidelines on PSD passport notifications

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • November 2 2009

The European Commission has published a set of guidelines that provide a framework for the co-operation of competent authorities with regard to the implementation of the passport notification provisions under the Payment Services Directive (PSD

Supervisory guidance for assessing banks' financial instrument fair value practices - final paper

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • April 27 2009

In June 2008, the Basel Committee on Banking Supervision (the Committee) published an assessment of fair value measurement and modelling challenges faced by banks during the market turmoil