We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 457

FSA speech - Delivering credible deterrence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 4 2009

The FSA has published a speech by Margaret Cole (Director of Enforcement, FSA) entitled Delivering credible deterrence

Supplementary annex to good and poor practices in Key Features Documents

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 11 2009

The FSA has published a supplementary annex to its report on good and poor practices in Key Features Documents which was originally published on 28 September 2007

Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920

Opinion on three proposals for regulations of the European Parliament and of the Council establishing a European Banking Authority, a European Insurance and Occupational Pensions Authority and a European Securities and Markets Authority

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • January 18 2010

In October 2009 the European Central Bank (ECB) received a request from the Council of the European Union for an opinion on a proposal for a regulation of the European Parliament and of the Council establishing a European Banking Authority

Paul Tucker speech at Barclays Annual Lecture

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 2 2009

Paul Tucker, Deputy Governor, Financial Stability, Bank of England, gave a speech at the Barclays Annual Lecture in which he outlined the Bank’s thinking on the development of a "toolkit" of macro-prudential instruments with the prime purpose of making the financial system more resilient to swings in the credit cycle

FSA speech - delivering intensive supervision and credible deterrence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

FSA Final Notice - Mohammed Ahmed

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 9 2009

The FSA has published a Final Notice concerning Mohammed Ahmed prohibiting Mr Ahmed from performing any function in relation to any regulated activity carried on by any authorised person, exempt person or exempt professional firm

FSA speech - Lessons from the financial crisis

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

The FSA has published a speech by Verena Ross (Director of Strategy and Risk) entitled Lessons from the financial crisis

FSA final notices

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 13 2009

A director of a mortgage broker has been fined £17,500 for breach of Statement of Principle 6, had his approval withdrawn and been prohibited: he did not act with due skill, care and diligence as a director having failed to spot the misconduct of third party introducers and his co-director

FSA final notice - Mr Gabriel Aramide

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

The FSA has published a Final Notice concerning Mr Gabriel Aramide banning him and fining him £101,279 for submitting a fraudulent mortgage application and for concealing a fraud conviction when applying to the FSA for approval as a director