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The small firms financial crime review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

CESR report - technical details of the pan-European short selling disclosure regime

  • Norton Rose LLP
  • -
  • European Union
  • -
  • May 31 2010

The Committee of European Securities Regulators (CESR) has published a report it has sent to the European Commission on the technical details of a pan-European short selling disclosure regime

Public hearing "market abuse: promoting deterrence, market integrity and investor protection"

  • Norton Rose LLP
  • -
  • European Union
  • -
  • May 31 2010

The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels

Avoiding corruption risks in the city: the Bribery Act 2010

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010

The Queen’s Speech - BBA comment

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement on the Queen's Speech

The six-month time limit

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

Commission sets out vision for bank resolution funds

  • Norton Rose LLP
  • -
  • European Union
  • -
  • May 31 2010

The European Commission has published a Communication which sets out its thinking on how the financial sector could contribute to the cost of financing the resolution of failing banks

FSA enforcement

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A former inter-dealer broker has been prohibited in connection with deliberate unauthorised trades

Something old and something new: Novel and familiar drivers of the latest crisis

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

CESR intensifies co-ordination in the light of recent market volatility in euro denominated debt instruments

  • Norton Rose LLP
  • -
  • European Union
  • -
  • May 31 2010

The Committee of European Securities Regulators (CESR) has issued a press release stating that it is intensifying the co-ordination of its members' market surveillance following the recent market volatility in euro denominated debt instruments

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