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Corporate broker intern and his father receive 12 and 24-month prison sentences respectively for insider dealing
- Norton Rose LLP
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- United Kingdom
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- February 1 2010
On 10 December 2009, the FSA issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, had been sentenced to 12 and 24-month prison sentences respectively for insider dealing
FSA imposes fines of £4.25m on Winterflood and two traders for market abuse following success in Court of Appeal
- Norton Rose LLP
- -
- United Kingdom
- -
- May 3 2010
The FSA has won its market abuse case in the Court of Appeal against Winterflood Securities Limited and two of its traders, Stephen Sotiriou and Jason Robins
Integrity: when honesty is not enough
- Norton Rose LLP
- -
- United Kingdom
- -
- February 8 2010
Integrity is a concept usually associated with honesty
