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Results: 1-10 of 819

CEBS publishes its high level principles for risk management

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • February 22 2010

The Committee of European Banking Supervisors (CEBS) has published high level principles for risk management

CEBS publishes its guidelines on the revised large exposures regime

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • December 21 2009

A revised large exposures regime has been included in the amended Capital Requirements Directive

The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 29 2010

There has been published on the Office of Public Sector Information website, The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2010 (the Order

CEBS draft guidelines on liquidity cost benefit allocation

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • March 15 2010

The Committee of European Banking Supervisors (CEBS) has published a consultation paper on draft guidelines on liquidity cost benefit allocation

High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation

What do banks do, what should they do and what public policies are needed to ensure best results for the real economy?

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) which is entitled What do banks do, what should they do and what public policies are needed to ensure best results for the real economy?

Council Regulation (EU) No 4072010 of 11 May 2010 establishing a European financial stabilisation mechanism

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • May 18 2010

There has been published in the Official Journal of the European Union Council Regulation (EU) No 4072010 of 11 May 2010 establishing a European financial stabilisation mechanism

Statement regarding the use of commission clawback terms in Terms of Business Agreements

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 25 2010

The FSA has published a statement regarding the use of commission clawback terms in Terms of Business Agreements

FSA letter to BBA on ICG and GENPRU 1.2.26R

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

The FSA has published a letter it sent to the British Bankers Association on the Individual Capital Guidance (ICG) and rule 1.2.26 of the General Prudential sourcebook (GENPRU 1.2.26R

Statement of consumer protection enforcement principles

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 12 2010

The Office of Fair Trading (OFT) has published an updated version of its statement of consumer protection enforcement principles