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SEC Chairman Mary Schapiro discusses say-on-pay provisions and the timing for other Dodd-Frank rulemaking

Holland & Knight LLP
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USA
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November 21 2011

In a speech given on November 2, 2011, SEC Chairman Mary L. Schapiro discussed the regulations put in place through Dodd-Frank, specifically the say-on-pay provisions

SEC approves tougher listing standards for reverse merger companies

Holland & Knight LLP
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USA
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November 21 2011

On November 9, 2011, the SEC approved new rules that toughen the standards that companies going public through a reverse merger must meet to become listed on three major U.S. listing markets: NASDAQ, NYSE and NYSE Amex

Division of Corporation Finance updates Financial Reporting Manual

Holland & Knight LLP
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USA
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July 11 2011

On July 1, 2011, the Division of Corporation Finance updated the Division of Corporation Finance Financial Reporting Manual

SEC approves final rules regarding extension of investment adviser registration deadline

Holland & Knight LLP
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USA
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July 11 2011

On June 22, 2011, making formal what had been widely expected, the SEC extended to March 30, 2012, the deadline for previously exempt investment advisers, now required under the Dodd-Frank Act to register with the SEC

SEC releases observations from review of interactive data financial statements

Holland & Knight LLP
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USA
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July 11 2011

On June 15, 2011 the SEC published observations from its review on filings submitted during the first two months of 2011

Consider drafting employment agreements with claw back policies in mind

Holland & Knight LLP
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USA
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July 11 2011

Section 954 of the Dodd-Frank Act directs the SEC to require national securities exchanges to adopt listing standards so that listed, publicly held corporations must develop and implement policies to “claw back” executive compensation in the event of a financial restatement

ISS releases 2012 proxy voting policies

Holland & Knight LLP
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USA
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November 21 2011

On November 17, 2011, ISS published the 2012 updates to its proxy voting guidelines

First two 2012 proxy access proposals filed

Holland & Knight LLP
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USA
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November 21 2011

A shareholder activist has filed the first two proxy access proposals to be made public in the 2012 proxy voting season

IRS proposes new rules under Code Section 162(m)

Holland & Knight LLP
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USA
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July 11 2011

On June 24, 2011, the IRS proposed new rules relating to the ability of a publicly held corporation to deduct executive compensation in excess of $1 million under Internal Revenue Code Section 162(m

Public Company Accounting Oversight Board issues concept release regarding audited financial statements

Holland & Knight LLP
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USA
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July 11 2011

On June 21, 2011, the Public Company Accounting Oversight Board (PCAOB) issued a concept release relating to possible revisions to the PCAOB’s standards relating to reports on audited financial statements

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