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Results: 1-10 of 462

Financial Regulatory Developments 12 December - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

Three former city directors have been convicted of a range of offences including conspiracy to commit fraud, conspiracy to furnish false information

Financial Regulatory Developments 5 December - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • December 5 2014

The Presidency has published its compromise response to the proposal for a Regulation on money market funds (MMFs). It has proposed significant

Financial Regulatory Developments 5 December - Transparency International (TI)

  • Dentons
  • -
  • Global
  • -
  • December 5 2014

TI has published the 2014 Corruption Perceptions Index (CPI). It is disappointed with the results, saying they paint an "alarming" picture. Top of

Financial Regulatory Developments 28 November - Joint Money Laundering Steering Group (JMLSG)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 28 2014

JMLSG has published an updated version of its Guidance Notes. The changes take account of recent consultations, and JMLSG has now submitted the new

Financial Regulatory Developments 21 November - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

Stuart Alford QC has spoken on SFO's role under the Bribery Act 2010 and how it plans to enforce it. In reaction to criticism that the Act is not

Financial Regulatory Developments 21 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

Treasury is consulting on proposals to extend the Senior Managers and Certification Regime to all banks and significant investment firms that have a

Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and

Financial crime controls

  • Dentons
  • -
  • United Kingdom
  • -
  • November 19 2014

In November 2014, FCA published the results of two thematic reviews into how firms manage their financial crime risks, together with proposed

Financial Regulatory Developments 14 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

Treasury has accepted the recommendations of the Financial Policy Committee (FPC) of BoE and is consulting, until 28 November, on granting the FPC a

Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)

  • Dentons
  • -
  • Global
  • -
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private