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Financial Regulatory Developments 11 April - Financial Action Task Force (FATF)

  • Dentons
  • -
  • Global
  • -
  • April 11 2014

FATF President delivered two speeches at the Caribbean FATF regional conference. In his first speech he spoke about FATF's mandate, membership and

Financial Regulatory Developments 4 April - National Crime Agency (NCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

NCA has published its annual plan. The plan recognises money laundering risks as cutting across many of NCA's key priorities. (Source: NCA Publishes

Financial Regulatory Developments 4 April - Joint Money Laundering Steering Group (JMSLG)

  • Dentons
  • -
  • Global
  • -
  • April 4 2014

JMLSG is consulting on draft guidance to the industry on how to treat money services businesses (MSBs) that are their clients. The guidance looks at

Financial Regulatory Developments 4 April - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

Alun Milford, General Counsel at SFO, has spoken on why companies might self-report corruption and why SFO cannot guarantee it will not prosecute. He

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led

Financial Regulatory Developments 28 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FCA has published a thematic review looking at whether firms that describe their services as "independent" under the post-Retail Distribution Review

Financial Regulatory Developments 28 March - Joint Money Laundering Steering Group (JMLSG)

  • Dentons
  • -
  • Global
  • -
  • March 28 2014

JMLSG has finalised Chapter 11A of part 2 of its guidance. The short chapter sets out the key money laundering risks faced by those that undertake

Financial Regulatory Developments 28 March - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FOS's latest newsletter focuses on "disputed transactions". FOS receives many complaints involving fraud or suspected fraud, where consumers claim a

Financial Regulatory Developments 21 March - Financial Action Task Force (FATF)

  • Dentons
  • -
  • Global, Mexico
  • -
  • March 21 2014

FATF has published a follow-up report of the mutual evaluation of Mexico. The report indicates that Mexico has addressed FATF's recommendations in

Financial Regulatory Developments 14 March - European Parliament (EP)

  • Dentons
  • -
  • European Union
  • -
  • March 14 2014

On 11 March EP voted through MLD4, including the provisions on public central registers of beneficial owners, and the Transfer of Funds Regulation