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Results: 1-10 of 458

Financial Regulatory Developments 21 November - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

Stuart Alford QC has spoken on SFO's role under the Bribery Act 2010 and how it plans to enforce it. In reaction to criticism that the Act is not

Financial Regulatory Developments 21 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

Treasury is consulting on proposals to extend the Senior Managers and Certification Regime to all banks and significant investment firms that have a

Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and

Financial crime controls

  • Dentons
  • -
  • United Kingdom
  • -
  • November 19 2014

In November 2014, FCA published the results of two thematic reviews into how firms manage their financial crime risks, together with proposed

Financial Regulatory Developments 14 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

Treasury has accepted the recommendations of the Financial Policy Committee (FPC) of BoE and is consulting, until 28 November, on granting the FPC a

Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)

  • Dentons
  • -
  • Global
  • -
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private

Financial Regulatory Developments 31 October - Financial Action Task Force (FATF)

  • Dentons
  • -
  • Global
  • -
  • October 31 2014

FATF has held its latest plenary session. Among the conclusions and papers resulting from it were: to continue to call on members to use

Financial Regulatory Developments 24 October - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • October 24 2014

The Presidency of the Council has tabled, for negotiation among Member States, a new compromise text of the proposed multilateral interchange fees

Financial Regulatory Developments 24 October - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 24 2014

Alun Milford has explained the role of SFO, and within that role what it does to counter bribery and corruption. He stressed SFO is not a regulator

Financial Regulatory Developments 10 October - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • October 10 2014

The Council has published a table it received from the European Parliament setting out the list of files that are unfinished. Parliament has divided