We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 1,942

Treasury updates sanctions

  • Dentons
  • -
  • United Kingdom
  • -
  • April 12 2013

Treasury has updated its sanctions lists in relation to Zimbabwe, Al-Qaida and the Democratic People's Republic of Korea. The changes relating to

EIOPA consults on complaints-handling guidelines

  • Dentons
  • -
  • European Union
  • -
  • April 12 2013

EIOPA is consulting on a set of guidelines for complaints-handling by insurance intermediaries. The guidelines complement existing guidance that

FCA investigates IT failures

  • Dentons
  • -
  • United Kingdom
  • -
  • April 12 2013

FCA has announced it has started an enforcement investigation into the IT glitches at RBS in June and July 2012. (Source: FCA Investigates IT

PRA consults on fees

  • Dentons
  • -
  • United Kingdom
  • -
  • April 12 2013

PRA's consultation on fees, like FCA's, confirms that some firms will still pay the minimum amount. It sets out the PRA fee-blocks and the amounts it

FCA updates on authorisations

  • Dentons
  • -
  • United Kingdom
  • -
  • April 12 2013

FCA has published further updates explaining how it will require applicants to email application forms using a new facility as well as providing

Commission speaks on financial package

  • Dentons
  • -
  • European Union
  • -
  • May 8 2009

Charlie McCreevy welcomed the publication of the Commission's proposal for a Directive for alternative investment fund managers

FSA tells firms to think about swine flu

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has urged firms to look at contingency plans for dealing with issues that may arise from a swine flu epidemic

LIBA and SIFMA to merge

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

LIBA and SIFMA are to bring together their London-based operations into a single European organisation under LIBA's Director General

EFAMA pleased with substitute products

  • Dentons
  • -
  • European Union
  • -
  • May 8 2009

EFAMA has welcomed the Commission's initiative on substitute retail investment products

FSA helps find a boiler room

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy