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Results: 1-10 of 186

Financial Regulatory Developments 1 August - Joint Money Laundering Steering Group (JMLSG)

  • Dentons
  • -
  • Global
  • -
  • August 1 2014

JMLSG is consulting on various changes to its guidance. The changes do not anticipate the fourth Money Laundering Directive, and JMLSG will need to

TI publishes guide on transaction due diligence

  • Dentons
  • -
  • Global
  • -
  • June 22 2012

TI has published a guide on anti-bribery due diligence in mergers, acquisitions and investments

Financial Regulatory Developments 4 April - Joint Money Laundering Steering Group (JMSLG)

  • Dentons
  • -
  • Global
  • -
  • April 4 2014

JMLSG is consulting on draft guidance to the industry on how to treat money services businesses (MSBs) that are their clients. The guidance looks at

Joint Forum consults on longevity and point of sale disclosure

  • Dentons
  • -
  • Global
  • -
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of

FATF reports on proliferation financing

  • Dentons
  • -
  • Global
  • -
  • May 7 2010

FATF has published a report looking at the international response to proliferation financing

Wolfsberg updates AML principles for private banking

  • Dentons
  • -
  • Global
  • -
  • June 22 2012

The Wolfsberg Group has updated its principles to help private bankers comply with AML requirements

IOSCO lists MMoU non-signatories

  • Dentons
  • -
  • Global
  • -
  • March 8 2013

IOSCO has published a list of members who have not yet signed its Multilateral Memorandum of Understanding (MMoU) on consultation and cooperation

What’s up next? Keeping up with regulatory change

  • Dentons
  • -
  • European Union, Global, United Kingdom
  • -
  • November 15 2011

It seems that regulatory changes are hitting banks from every direction at the moment, and there is no sign of any let-up

FSB consults on risk appetite framework

  • Dentons
  • -
  • Global
  • -
  • July 19 2013

FSB has launched a consultation on effective risk appetite frameworks, which follows its February 2013 peer review on risk governance. The principles

Financial Regulatory Developments 21 February - Wealth Management Association (WMA)

  • Dentons
  • -
  • Global
  • -
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary