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Results: 1-10 of 191

Financial Regulatory Developments 17 October - Bank for International Settlements (BIS)Basel Committee on Banking Supervision (Basel Committee)

  • Dentons
  • -
  • Global
  • -
  • October 17 2014

The Basel Committee is consulting on a revision of its 2010 Corporate Governance Principles for Banks. Although it notes improvements since 2010, the

IOSCO lists MMoU non-signatories

  • Dentons
  • -
  • Global
  • -
  • March 8 2013

IOSCO has published a list of members who have not yet signed its Multilateral Memorandum of Understanding (MMoU) on consultation and cooperation

Financial Regulatory Developments 5 September - Joint Money Laundering Steering Group (JMLSG)

  • Dentons
  • -
  • Global
  • -
  • September 5 2014

JMLSG has published Treasury's approval of its guidance for Consumer Credit Providers and the approved text for the Guidance Notes. (Source: JMLSG

Financial Regulatory Developments 31 January - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • January 31 2014

IOSCO has announced that the Indonesian Financial Services Authority has become the 100th signatory to the IOSCO Multilateral Memorandum of

Wolfsberg updates AML principles for private banking

  • Dentons
  • -
  • Global
  • -
  • June 22 2012

The Wolfsberg Group has updated its principles to help private bankers comply with AML requirements

Financial Regulatory Developments 16 May - Guidelines Monitoring Group (GMG)

  • Dentons
  • -
  • Global
  • -
  • May 16 2014

GMG, set up to monitor the private equity industry's compliance with the Walker Guidelines for the Disclosure and Transparency in Private Equity is

FSB publishes shadow banking recommendations

  • Dentons
  • -
  • Global
  • -
  • November 4 2011

FSB has published a report and recommendations on how to strengthen the oversight and regulation of shadow banking

Joint Forum consults on longevity and point of sale disclosure

  • Dentons
  • -
  • Global
  • -
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of

Financial Regulatory Developments 21 February - Wolfsberg Group

  • Dentons
  • -
  • Global
  • -
  • February 21 2014

The Wolfsberg Group has published a set of guidance principles on managing the risk of money laundering, terrorist financing and evasion of sanctions

Financial Regulatory Developments 7 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 7 2014

IOSCO's research department has published a report on crowdfunding. The report looks at the risks of what it refers to as "financial return"