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Results: 11-20 of 230

IMA comments on AIFMD implementation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 8 2013

IMA's response to Treasury's consultation on AIFMD implementation highlights that existing UK AIFMs do not need to be authorised to launch a new AIF

MFA wants similar transitional provisions for non-EU AIFMs

  • Dentons
  • -
  • United Kingdom
  • -
  • March 8 2013

In its response to the Treasury's consultation on transposing AIFMD, MFA asks Treasury to clarify that the one-year transitional period for applying

IMA updates DIMA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 1 2013

IMA has published the updated version of its Model Discretionary Investment Management Agreement (DIMA). (Source: IMA Updates DIMA

FSA speaks on insurance supervision

  • Dentons
  • -
  • United Kingdom
  • -
  • February 22 2013

Julian Adams has spoken on lessons for insurance supervisors from the financial crisis. He highlighted: the need to ensure the regulatory capital

FSB publishes peer review on risk governance

  • Dentons
  • -
  • United Kingdom
  • -
  • February 15 2013

FSB has published a report on risk governance at both national authorities and firms. The report concludes that national authorities need to better

FSA gets insurance victory

  • Dentons
  • -
  • United Kingdom
  • -
  • February 15 2013

The Supreme Court has unanimously dismissed appeals by two entities that offered extended warranty cover for satellite TV equipment against a High

Treasury makes further FS Act legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 8 2013

Treasury has published more statutory instruments under the Financial Services Act 2012 (FS Act). It has now published: the FSMA (Prescribed

FSA speaks on foundations of capital markets

  • Dentons
  • -
  • United Kingdom
  • -
  • February 8 2013

David Lawton, Director of Markets at FSA, has delivered a speech on some of the building blocks of efficient, resilient and fair capital markets. He

BoE creates new regulatory webpages

  • Dentons
  • -
  • United Kingdom
  • -
  • February 8 2013

BoE has created two webpages with information on PRA and the Financial Policy Committee. (Source: PRA Webpage and Reforming the Regulatory Framework

FSA speaks on transaction monitoring

  • Dentons
  • -
  • United Kingdom
  • -
  • February 8 2013

Patrick Spens, head of Market Monitoring at FSA, has addressed firms on their transaction monitoring obligations. In December FSA sent a letter to

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