We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 231

Parliament publishes FTT note

  • Dentons
  • -
  • United Kingdom
  • -
  • May 17 2013

Parliament has published a note on recent developments in the "Tobin" or Financial Transaction Tax (FTT). It notes the UK Government's intention to

Tax transparent fund Regulations laid before Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

The Government has introduced in Parliament the draft Collective Investment in Transferable Securities (Contractual Scheme) Regulations 2013. These

PRIPs and the RDR the future for retail products?

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2011

It is practically impossible to keep track of all the initiatives coming from Brussels, Canary Wharf and beyond that will affect the retail markets

Living wills in the UK and US for systemically important financial institutions

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • October 24 2011

On October 3, 2011, the Financial Stability Board announced that it had approved "the package of policy measures to be submitted to the G20's November summit to address the 'too big to fail' problems" posed by systemically important financial institutions

FSA consults further on AIFMD implementation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has published its second consultation paper on implementation of the AIFMD. It starts the paper by explaining it cannot yet consult on all the

The Bribery Act has it made a difference?

  • Dentons
  • -
  • United Kingdom
  • -
  • October 23 2012

The Bribery Act 2010 came into force on 1 July 2011

EP publishes draft financial crime report

  • Dentons
  • -
  • United Kingdom
  • -
  • March 15 2013

The special committee on organised crime, corruption and money laundering has published a draft report on action and initiatives it recommends. Among

Treasury publishes FS Act legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 1 2013

Treasury has published a suite of legislation under the FS Act. All but the first instrument have been published in draft. There were no significant

FSA takes action against HSBC

  • Dentons
  • -
  • United Kingdom
  • -
  • December 14 2012

FSA has described the actions it plans to take in relation to HSBC’s AML and US sanctions failings

FSA publishes FCA approach document

  • Dentons
  • -
  • United Kingdom
  • -
  • July 1 2011

FSA has published the third of its “approach” documents to explain how it plans to regulate under the new regulatory structure

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy