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Financial Regulatory Developments 12 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

FCA has published its conclusions from its latest review on how non-financial counterparties (NFCs) calculate the clearing threshold for the purposes

Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)

  • Dentons
  • -
  • Global
  • -
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory

Financial Regulatory Developments 12 September - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The new Commission President-elect, Jean-Claude Juncker, has announced the new sectoral Commissioners. The UK gets a leading role, with Jonathan Hill

Financial Regulatory Developments 12 September - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

PRA has published its supervisory statement setting out its approach to supervising the UK branches of banks based outside the European Economic Area

Financial Regulatory Developments 12 September - Presidency of the European Union (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The Presidency has published a compromise text of the second Insurance Mediation Directive (IMD 2), which it now refers to as the Insurance

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 5 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

ESMA has announced that LME Clear has been added to its list of central counterparties registered under the European Market Infrastructure Regulation

Financial Regulatory Developments 22 August - The City of London Law Society (CLLS)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 22 2014

CLLS has published its response to ESMA's consultation paper (CP) on the technical advice it is to provide under, mainly, the recast Markets in

Financial Regulatory Developments 8 August - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • August 8 2014

The European Supervisory Authorities (ESAs) have reminded financial institutions of the consumer protection measures they must remember if placing

Financial Regulatory Developments 8 August - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • August 8 2014

EBA is consulting, until 5 October, on the technical advice it must provide to the Commission on criteria and factors for using its intervention