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Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised

Financial Regulatory Developments 30 January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

PRA is consulting on how it should implement the Solvency 2 transitional measures for risk-free rates and technical provisions. It has published for

Financial Regulatory Developments 16 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 16 2015

FCA has updated alternative investment fund managers (AIFMs) on problems it is experiencing with its reporting system which means many AIFMs are

Financial Regulatory Developments 16 January - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • January 16 2015

EBA has updated its single rulebook Q&A to include a single new item regarding capital requirements for a subgroup integrated by a parent holding

Financial Regulatory Developments 9 January - European Insurance and Occupational Pensions Authority (EIOPA)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

EIOPA has published a consultation paper on the draft ITS relating to the equity index for the symmetric adjustment of the equity capital charge. The

Financial Regulatory Developments 9 January - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

ESMA has published a list of responses to its consultation on draft guidelines on the application of C6 and C7 of Annex I of the Markets in Financial

Financial Regulatory Developments 9 January - Joint Committee of European Supervisory Authorities (ESAs) (EBA, ESMA and EIOPA)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

The Joint Committee of ESAs has published the final draft of the Joint Guidelines on the convergence of practices aimed at ensuring consistency of

Financial Regulatory Developments 9 January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

PRA has issued a supervisory statement laying out its expectations regarding firms' compliance with EBA's Guidelines on disclosure of encumbered and

Financial Regulatory Developments 9 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

Following Treasury's announcement on the creation of criminal offences relating to additional benchmarks, FCA is consulting on updating its current

MiFID 2: ESMA publishes first technical advice

  • Dentons
  • -
  • European Union
  • -
  • December 23 2014

The European Securities and Markets Authority (ESMA) published the follow-up papers to its summer consultations on the revised Markets in Financial