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Results: 1-10 of 599

Financial Regulatory Developments 27 February - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • February 27 2015

ESMA has published an addendum to its December 2014 consultation on implementation of the revised Markets in Financial Instruments Directive and

Financial Regulatory Developments 27 February - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

Treasury has made the Financial Services and Markets Act (FSMA) (Over the Counter Derivatives, Central Counterparties and Trade Repositories

Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms

Outsourcing for asset managers

  • Dentons
  • -
  • European Union
  • -
  • February 16 2015

It is increasingly difficult for firms easily to check which of the myriad rules on outsourcing in financial services apply to them. Rosali Pretorius

Financial Regulatory Developments 13 February - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • February 13 2015

EBA has published a report outlining the effects that a range of regulations might have on banks' business models. The report considers the impact

Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA

Financial Regulatory Developments 6 February - Financial Markets Law Committee (FMLC)

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • February 6 2015

FMLC has responded to ESMA's consultation on the clearing obligation under EMIR (number 3). The response sets out its concerns on: lack of

Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests

Financial Regulatory Developments 6 February - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

PRA has published a consultation paper setting out proposals for transitional provisions and new rules in the PRA Rulebook and consequential

Financial Regulatory Developments 6 February - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • February 6 2015

The Commission has published a report into possible solutions for pension funds posting variation margin under centrally cleared trades. It also