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Results: 1-10 of 611

Financial Regulatory Developments 27 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 27 2015

ESMA has published a call for evidence seeking views on the approach to disclosure for Structured Finance Instruments (SFIs) originated andor traded

Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 20 March - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2015

Treasury has published an update to the Special Resolution Regime (SRR) Code of Practice under the Banking Act, which it has presented to Parliament

Financial Regulatory Developments 13 March - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2015

PRA has written to insurers with a clarification of its expectations on matching adjustment and internal model applications. Insurers will be able to

Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that

Financial Regulatory Developments 13 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 13 2015

ESMA has updated its RTS on Interest Rate Swaps (IRS) under the European Market Infrastructure Regulation (EMIR). It has issued the opinion because

Financial Regulatory Developments 13 March - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • March 13 2015

EBA has published its advice to the Commission on the resolution framework for EU banks. The advice and supporting papers look at : the definition of

Financial Regulatory Developments 6 March - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 6 2015

The Serious Crime Act 2015 received Royal Assent. Among other things, the Act introduces an addition to section 338 of the Proceeds of Crime Act 2002

Financial Regulatory Developments 6 March - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 6 2015

BoE has updated its website to provide details for those with qualifying holdings in central counterparties (CCPs). It explains the pre-notification

Financial Regulatory Developments 6 March - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • March 6 2015

EBA has published an opinion recommending the legislators clarify how EU law applies to loan-based crowdfunding. It notes areas of risk and gives