Search results
Order by most recent / most popular / relevance
Results: 1-3 of 3
Options Clearing Corporation proposes internal cross-margining program for market professionals
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 1 2011
The Options Clearing Corporation (OCC) has submitted a petition to the Commodity Futures Trading Commission to permit OCC to operate an internal non-proprietary cross-margining program available to market professionals who trade futures products and securities products that are cleared by OCC in its capacity as a derivatives clearing organization and a securities clearing agency, respectively
CME amends rule to require books and records to be produced in electronic format
- Katten Muchin Rosenman LLP
- -
- USA
- -
- March 18 2011
The Chicago Mercantile Exchange, the Chicago Board of Trade, the New York Mercantile Exchange, and the Commodity Exchange have together released a special executive report (SER) announcing the amendment of Rule 432 (General Offenses), section L.3, for each of the exchanges
CFTC and SEC to hold joint public roundtable discussion regarding implementation of rules under Dodd-Frank
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 15 2011
The Commodity Futures Trading Commission and the Securities and Exchange Commission will jointly conduct a public roundtable discussion to address the schedule for implementing final rules for swaps and security-based swaps under the Dodd-Frank Wall Street Reform and Consumer Protection Act, including whether to phase in the implementation of the new requirements
Current Search
- Author - Kevin Foley
- Author - Joshua A. Penner
- Workarea - Capital Markets