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CPSS and IOSCO publish principles for financial market infrastructures
- Katten Muchin Rosenman LLP
- -
- Global
- -
- March 11 2011
The Committee on Payment and Settlement Systems (CPSS) and the Technical Committee of the International Organization of Securities Commissions (IOSCO) have released for public comment a report proposing a set of 24 new "principles" intended to ensure the global stability of "financial markets infrastructures" that facilitate the recording, clearing and settlement of financial transactions (including all systemically important payment systems, central securities depositories, securities settlement systems, central counterparties and trade repositories) in the event of market stress and financial crises
CFTC staff roundtable regarding swap data recordkeeping and reporting requirements
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 28 2011
The staff of the Commodity Futures Trading Commission announced that it will hold a public roundtable discussion on January 28 to address issues related to swap data recordkeeping and reporting requirements, including unique counterparty, product and swap identification and a master agreement library and portfolio data warehouse
CFTC open meetings regarding proposed Dodd-Frank rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 28 2011
The Commodity Futures Trading Commission announced that it will hold open meetings on the twelfth and thirteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on February 11 and February 24, respectively
CFTC publishes tenth series of Dodd-Frank rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 28 2011
The Commodity Futures Trading Commission has published its tenth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act
CFTC proposes substantial modifications to CPOCTA registration and reporting obligations
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 28 2011
At an open meeting on January 26, the Commodity Futures Trading Commission proposed rules that would repeal exemptions from registration and effect substantial changes to the reporting requirements applicable to commodity pool operators (CPOs) and commodity trading advisors (CTAs) under the CFTC's Part 4 rules
NFA notice to members regarding calculation of retail forex customer accounts
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 28 2011
The National Futures Association (NFA) has issued a Notice to Members providing guidance regarding the calculation of retail forex customer accounts maintained by retail foreign exchange dealers (RFEDs) and futures commission merchants (FCMs
Amendments to NFA financial requirements for Forex Dealer Members
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 21 2011
The National Futures Association (NFA) has amended NFA Financial Requirements (FR) Sections 11(b), 14(c) and 14(d), effective February 1
CFTC publishes ninth series of Dodd-Frank rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 21 2011
The Commodity Futures Trading Commission has published its ninth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act
CFTC Inspector General issues report examining cost-benefit analyses of Dodd-Frank rulemaking
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 22 2011
The Office of the Inspector General (OIG) for the Commodity Futures Trading Commission has issued a report summarizing its investigation into the CFTC's cost-benefit analyses for four rulemakings promulgated under the Dodd-Frank Wall Street Reform and Consumer Protection Act
CFTC open meeting regarding fourteenth series of proposed Dodd-Frank rules
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 22 2011
The Commodity Futures Trading Commission announced that it will hold an open meeting on the fourteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on April 27
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