We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 203

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

The FSA’s markets regulatory agenda

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a paper which is entitled The FSA's markets regulatory agenda

Something old and something new: Novel and familiar drivers of the latest crisis

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

The small firms financial crime review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

FSA enforcement

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A former inter-dealer broker has been prohibited in connection with deliberate unauthorised trades

The six-month time limit

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

FSA warning regarding boiler room share fraudsters

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has issued a press notice stating that it is contacting more than 38,000 people across the UK to warn them that they could be the target of share fraud after it recovered a master list used by boiler room fraudsters

FSA’s approach to intensive supervision

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

Simplified Advice

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice

AIMA warns of wider impact of AIFM Directive

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The Alternative Investment Management Association (AIMA) has issued a press release warning that if the EU pushes through the Alternative Investment Fund Managers Directive its impact will go far beyond the hedge fund and private equity industries

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy