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The small firms financial crime review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

CESR report - technical details of the pan-European short selling disclosure regime

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • May 31 2010

The Committee of European Securities Regulators (CESR) has published a report it has sent to the European Commission on the technical details of a pan-European short selling disclosure regime

Public hearing "market abuse: promoting deterrence, market integrity and investor protection"

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • May 31 2010

The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels

Commission sets out vision for bank resolution funds

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • May 31 2010

The European Commission has published a Communication which sets out its thinking on how the financial sector could contribute to the cost of financing the resolution of failing banks

FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A former inter-dealer broker has been prohibited in connection with deliberate unauthorised trades

CESR intensifies co-ordination in the light of recent market volatility in euro denominated debt instruments

  • Norton Rose Fulbright LLP
  • -
  • European Union
  • -
  • May 31 2010

The Committee of European Securities Regulators (CESR) has issued a press release stating that it is intensifying the co-ordination of its members' market surveillance following the recent market volatility in euro denominated debt instruments

ISDA comments on sovereign CDS

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • May 31 2010

The International Swaps and Derivatives Association (ISDA) has made a statement in light of the continued focus on the role of credit default swaps (CDS) in the global market place

Government commits to transparent, fair and independently designed payment scheme for Equitable Life policyholders that is swift, simple, transparent and fair

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Secretary to the Treasury, Mark Hoban MP, has announced that the Government will take forward a Bill to enable payments to be made in relation to Equitable Life, as included in the Queen's Speech to Parliament

The FSA’s markets regulatory agenda

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a paper which is entitled The FSA's markets regulatory agenda

BBA response to European Commission communication on bank resolution funds

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement concerning the European Commission's proposal on bank resolution funds

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