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Results: 1-10 of 15

Financial services updater - 4 February 2014: regulation & compliance

  • Norton Rose Fulbright LLP
  • -
  • European Union, Global, USA
  • -
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer

CESR technical advice on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for CRAs

  • Norton Rose Fulbright LLP
  • -
  • European Union, USA
  • -
  • May 31 2010

The Committee of European Securities Regulators (CESR) has published its technical advice to the European Commission on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for credit rating agencies (CRAs

NYSE announces European clearing strategy

  • Norton Rose Fulbright LLP
  • -
  • USA
  • -
  • May 28 2010

On 12 May 2010, NYSE Euronext announced that, subject to regulatory approval, it will commence clearing its European securities and derivatives business through two new, purpose-built clearing houses based in London and Paris in late 2012

Building a new financial framework together

  • Norton Rose Fulbright LLP
  • -
  • European Union, USA
  • -
  • May 28 2010

On 11 May 2010, the European Commission published a speech given by Michel Barnier (EU Commissioner for the Internal Market and Services) entitled Building a new financial framework together

AIMA expresses concern about dual registration issue in US

  • Norton Rose Fulbright LLP
  • -
  • USA
  • -
  • May 18 2010

The Alternative Investment Management Association (AIMA) has issued a press release expressing concern about the issue of dual registration for non-U.S. investment advisers (hedge fund managers) in legislation currently being debated in Washington

SEC and UK FSA hold fifth meeting of the SEC-FSA strategic dialogue

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • February 24 2010

On 1 February 2010, the FSA stated that it had held its latest meeting with the US Securities and Exchange Commission

SEC and UK FSA hold fifth meeting of the SEC-FSA strategic dialogue

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • February 8 2010

The FSA and the US Securities and Exchange Commission have held their fifth meeting of the SEC-FSA strategic dialogue

AIMA expresses concern over proposed threshold for US Systemic Resolution Fund

  • Norton Rose Fulbright LLP
  • -
  • USA
  • -
  • December 14 2009

The Alternative Investment Management Association (AIMA) has issued a press release expressing concern over a measure contained in the proposed US Financial Stability Improvement Act of 2009

AIMA reiterates support for registration of hedge fund managers in the US

  • Norton Rose Fulbright LLP
  • -
  • USA
  • -
  • November 9 2009

The Alternative Investment Management Association (AIMA) has reiterated its support for the registration of hedge fund managers in the United States (U.S.) and for the reporting of systemically relevant information by larger managers to national authorities in the interests of financial stability

FSA and SEC discuss approaches to global regulatory requirements

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom, USA
  • -
  • October 29 2009

On 16 September 2009, the FSA announced that its Chief Executive, Hector Sants, and Mary Shapiro, Chairman of the US Securities and Exchange Commission (SEC), will explore approaches to reporting and other regulatory requirements for key market participants such as hedge funds and their advisers