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Results: 1-10 of 14
The future regulation of derivatives markets: is the EU on the right track?
- Norton Rose LLP
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- European Union, United Kingdom
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- April 12 2010
The House of Lords European Union Committee has published a report with evidence received on its enquiry into the proposed EU reform of the derivatives markets
National occupational standards for advising on securities & derivatives
- Norton Rose LLP
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- United Kingdom
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- February 22 2010
The Financial Services Skills Council (FSSC) has published final draft versions of national occupational standards (NOS) for providing retail advice on securities and derivatives and for providing advice on securities and derivatives in the non-retail market
House of Lords EU Select Committee inquiry into the regulation of the derivatives market - uncorrected transcript evidence from ISDA and LCH. Clearnet
- Norton Rose LLP
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- United Kingdom
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- February 22 2010
The House of Lords EU Select Committee has published an uncorrected transcript of oral evidence given at a hearing on 9 February 2010 as part of its inquiry into the regulation of the derivatives market
House of Lords EU Select Committee publishes uncorrected transcript evidence from HM Treasury on the inquiry on the regulation of the derivatives market
- Norton Rose LLP
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- United Kingdom
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- February 15 2010
On 15 December 2009, the House of Lords EU Select Committee issued a call for evidence on the European Commission Communications on ensuring safe and sound derivatives markets
AFME Market Liquidity Conference
- Norton Rose LLP
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- United Kingdom
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- February 15 2010
HM Treasury has published the speech made by Lord Myners (Financial Services Secretary) at the AFME Market Liquidity Conference
FSA enforcement
- Norton Rose LLP
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- United Kingdom
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- January 4 2010
The FSA has fined Toronto Dominion Bank (London Branch) £7m for systems and controls breaches in relation to the pricing of certain sophisticated and often illiquid derivative products by a proprietary trader
Reforming OTC Derivative Markets - a UK perspective
- Norton Rose LLP
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- United Kingdom
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- December 21 2009
HM Treasury and the FSA have published a joint paper which is entitled Reforming OTC Derivative Markets - A UK perspective
House of Lords EU Select Committee call for evidence on Commission Communications on ensuring safe and sound derivatives markets
- Norton Rose LLP
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- United Kingdom
- -
- December 21 2009
The House of Lords EU Select Committee has issued a call for evidence on the European Commission Communications on ensuring safe and sound derivatives markets
FSA enforcement
- Norton Rose LLP
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- United Kingdom
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- November 30 2009
Nomura International Plc ("Nomura") has been fined £1.75 million for breaches of Principles 2 and 3 of the FSA’s Principles for Businesses
Commodity Markets Update issue 2
- Norton Rose LLP
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- United Kingdom
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- October 12 2009
The FSA has published the second edition of its Commodity Markets Update newsletter
Current Search
- Author - Jonathan Herbst
- Author - Charles Evans
- Workarea - Derivatives
- Jurisdiction - United Kingdom