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Results: 1-10 of 63

FSA brings more insider dealing charges

  • Dentons
  • -
  • United Kingdom
  • -
  • June 19 2009

FSA has brought a fifth insider dealing prosecution in 18 months

FSA wins market abuse case

  • Dentons
  • -
  • United Kingdom
  • -
  • April 9 2009

FSA has won its case in the FSMT against authorised firm Winterflood and two of its advisers

Commission calls for MAD evidence

  • Dentons
  • -
  • European Union
  • -
  • April 24 2009

The Commission has published a call for evidence on application of MAD

FSA announces insider dealing imprisonment and more charges

  • Dentons
  • -
  • United Kingdom
  • -
  • March 19 2010

FSA has announced Malcolm Calvert, the former Cazenove broker, has been sentenced to 21 months' imprisonment for insider dealing

Commission takes action over Gibraltar MAD implementation

  • Dentons
  • -
  • European Union, Gibraltar, United Kingdom
  • -
  • February 5 2010

The Commission will send the UK a reasoned opinion on incorrect implementation of the Market Abuse Directive in Gibraltar

Treasury makes Terrorist Asset-Freezing Act

  • Dentons
  • -
  • United Kingdom
  • -
  • December 23 2010

The Terrorist Asset-Freezing etc. Act 2010 received Royal Assent on 16 December 2010 and came into force on that day

CLLS responds on Spector

  • Dentons
  • -
  • United Kingdom
  • -
  • January 21 2011

The CLLS has responded to FSA's plans to amend the Code of Market Conduct in the light of the Spector judgment

FSA gets arrest for unauthorised CIS involvement

  • Dentons
  • -
  • United Kingdom
  • -
  • July 1 2011

FSA announced the arrest of one individual following an investigation relating to involvement in an unauthorised collective investment scheme (CIS

FSA responds on Financial Services Bill

  • Dentons
  • -
  • United Kingdom
  • -
  • September 30 2011

FSA has responded to the Joint Committee’s Call for Evidence on the Financial Services Bill

FSA gets High Court injunction against market abuse

  • Dentons
  • -
  • United Kingdom
  • -
  • May 27 2011

FSA has fined Samuel Kahn over £1 million and, for the first time, obtained a court order restraining an individual from committing market abuse

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