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Tribunal upholds FSA decision to fine firm for market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

FSA gets injunction against market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • September 9 2011

FSA has obtained a High Court injunction to prevent a number of manipulative “layering” activities it believes several companies and individuals were involved in between August 2010 and July 2011

FSA obtains conviction for insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing

FSA gets High Court injunction against market abuse

  • Dentons
  • -
  • United Kingdom
  • -
  • May 27 2011

FSA has fined Samuel Kahn over £1 million and, for the first time, obtained a court order restraining an individual from committing market abuse

Tribunal finds censure appropriate in market abuse case

  • Dentons
  • -
  • United Kingdom
  • -
  • September 9 2011

The Tribunal has found in favour of Jason Geddis, who FSA had fined for market abuse