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Results: 1-10 of 81

FSA brings more insider dealing charges

  • Dentons
  • -
  • United Kingdom
  • -
  • June 19 2009

FSA has brought a fifth insider dealing prosecution in 18 months

FATF holds plenary

  • Dentons
  • -
  • Global
  • -
  • October 23 2009

At the latest FATF plenary meeting, FATF welcomed the Republic of Korea as a full member

FATF publishes mutual evaluation of South Africa

  • Dentons
  • -
  • South Africa
  • -
  • April 3 2009

FATF has published the full mutual evaluation of South Africa

FSA announces insider dealing imprisonment and more charges

  • Dentons
  • -
  • United Kingdom
  • -
  • March 19 2010

FSA has announced Malcolm Calvert, the former Cazenove broker, has been sentenced to 21 months' imprisonment for insider dealing

FSA wins market abuse case

  • Dentons
  • -
  • United Kingdom
  • -
  • April 9 2009

FSA has won its case in the FSMT against authorised firm Winterflood and two of its advisers

Commission calls for MAD evidence

  • Dentons
  • -
  • European Union
  • -
  • April 24 2009

The Commission has published a call for evidence on application of MAD

Treasury makes Terrorist Asset-Freezing Act

  • Dentons
  • -
  • United Kingdom
  • -
  • December 23 2010

The Terrorist Asset-Freezing etc. Act 2010 received Royal Assent on 16 December 2010 and came into force on that day

FSA fines and bans for mortgage fraud

  • Dentons
  • -
  • United Kingdom
  • -
  • July 9 2010

FSA has banned six individuals and fined one of them for mortgage fraud failings

CLLS responds on Spector

  • Dentons
  • -
  • United Kingdom
  • -
  • January 21 2011

The CLLS has responded to FSA's plans to amend the Code of Market Conduct in the light of the Spector judgment

FSA confirms Cole appointment

  • Dentons
  • -
  • United Kingdom
  • -
  • September 10 2010

FSA confirmed Margaret Cole's appointment as Managing Director of Enforcement and Financial Crime from 7 September

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