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Results: 1-10 of 112

Financial Regulatory Developments 14 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

Treasury has accepted the recommendations of the Financial Policy Committee (FPC) of BoE and is consulting, until 28 November, on granting the FPC a

Financial Regulatory Developments 24 October - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • October 24 2014

The Presidency of the Council has tabled, for negotiation among Member States, a new compromise text of the proposed multilateral interchange fees

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have

Financial Regulatory Developments 10 October - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • October 10 2014

Jonathan Hill, Commissioner-Designate, has responded to questions from the European Parliament's Economic and Monetary Affairs Committee (ECON). ECON

Financial Regulatory Developments 19 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 19 2014

FCA has published its thematic review of mobile banking and payments. This follows its interim findings which it published just over a year ago. The

Financial Regulatory Developments 25 July - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

SFO has announced it has started an official investigation into criminal activities related to foreign exchange dealings. (Source: SFO Opens Forex

Financial Regulatory Developments 18 July - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • July 18 2014

ESMA has launched the consultation on the technical standards and technical advice it has to deliver to the Commission under the Market Abuse

Financial Regulatory Developments 27 June - Presidency of the Council of the EU (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • June 27 2014

The Presidency has published its second compromise text on the revised Insurance Mediation Directive (IMD 2). One stylistic change substitutes the

Financial Regulatory Developments 20 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 20 2014

FCA has fined Credit Suisse International (CSI) £2,398,100 and Yorkshire Building Society (YBS) £1,429,000 for failures in financial promotions

Financial Regulatory Developments 20 June - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • June 20 2014

The text of the recast Markets in Financial Instruments Directive (MiFID 2) and its related Regulation (MiFIR) were published in OJEU on 12 June and