We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 92

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led

Financial Regulatory Developments 28 March - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • March 28 2014

The Commission has answered two further questions on how the e-money Directive applies. It has confirmed the Directive would not extend to activity

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

Financial Regulatory Developments 7 February - European Parliament (EP)

  • Dentons
  • -
  • European Union
  • -
  • February 7 2014

EP has approved CSMAD by a large majority vote. It commented that, among other things, a number of offences relating to insider dealing, market abuse

Financial Regulatory Developments 7 February - European Commission (Commission)

  • Dentons
  • -
  • European Union, USA
  • -
  • February 7 2014

The Commission has published its first EU anti-corruption report. The report looks at each Member State's laws and practices, analysing how well they

Financial Regulatory Developments 3rd January - Council of the EU (Council)

  • Dentons
  • -
  • European Union
  • -
  • January 3 2014

The Council's Committee of Permanent Representatives (COREPER) and EP have agreed the text of CSMAD. CSMAD will require Member States to impose

Financial Regulatory Developments 3rd January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 3 2014

FCA has fined JLT Specialty Limited £1,876,000 for failing to have in place appropriate checks and controls to guard against the risk of bribery or

Financial Regulatory Developments 29 November 2013 - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 29 2013

Treasury has renewed a designation under the Terrorist Asset Freezing etc Act 2010. (Source: Treasury Renews

FCA fines Rabobank for LIBOR failings

  • Dentons
  • -
  • United Kingdom
  • -
  • November 1 2013

FCA has fined Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) £105 million for serious, prolonged and widespread misconduct

EP endorses MAR

  • Dentons
  • -
  • European Union
  • -
  • September 13 2013

EP has approved the political agreement it reached with the Council on the Market Abuse Regulation (MAR). The final adoption of MAR will take place