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Results: 1-10 of 81

FCA brings charges over unregulated scheme

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

FCA has charged two men with ten offences relating to an unauthorised investment scheme that claimed to carry out foreign exchange for investors

EP publishes draft financial crime report

  • Dentons
  • -
  • United Kingdom
  • -
  • March 15 2013

The special committee on organised crime, corruption and money laundering has published a draft report on action and initiatives it recommends. Among

FSA gets conviction of two insider dealers

  • Dentons
  • -
  • United Kingdom
  • -
  • March 15 2013

In two different cases, the Southwark Crown Court has endorsed the claims brought by FSA against two traders for insider dealing. (Source: Equities

FSA continues crackdown on insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • March 1 2013

Three men have been arrested in connection with an FSA investigation into insider dealing and market abuse. None of them has yet been charged

Tribunal upholds FSA decision to fine firm for market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

More FSA criminal investigation into insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • January 25 2013

The police have arrested five people in connection with an insider dealing investigation led by FSA. No charges have yet been filed against them

SFO confirms LIBOR arrests

  • Dentons
  • -
  • United Kingdom
  • -
  • December 14 2012

SFO confirmed that three men have been arrested in relation to the LIBOR manipulation scandal

FSA speaks on market behaviour

  • Dentons
  • -
  • United Kingdom
  • -
  • December 14 2012

Jamie Symington has spoken on market conduct and FSA's fight against market abuse

FSA takes action against HSBC

  • Dentons
  • -
  • United Kingdom
  • -
  • December 14 2012

FSA has described the actions it plans to take in relation to HSBC’s AML and US sanctions failings

Council Justice Ministers agree CMAD

  • Dentons
  • -
  • European Union
  • -
  • December 14 2012

European Justice Ministers have added their support to the agreement by the Member States' Permanent Representatives (COREPER) on the form of the Directive for Criminal Sanctions for Market Abuse (CMAD) (see FReD 7 December

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