We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 291

Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17

Financial Regulatory Developments 5 December - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 5 2014

PRA has issued guidance on applying for "CRR Permissions" to allow firms to use their own sensitivity positions for the purposes of the standardised

Financial Regulatory Developments 5 December - European Insurance and Occupational Pensions Authority (EIOPA)

  • Dentons
  • -
  • European Union
  • -
  • December 5 2014

EIOPA is consulting on product intervention powers under the Regulation on Key Information Documents for Packaged Retail and Insurance-Based

Financial Regulatory Developments 5 December - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • December 5 2014

The Presidency has published its compromise response to the proposal for a Regulation on money market funds (MMFs). It has proposed significant

Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and

Financial Regulatory Developments 14 November - Financial Stability Board (FSB)

  • Dentons
  • -
  • Global
  • -
  • November 14 2014

FSB has updated its lists of global systemically important institutions (G-SIs), in respect of insurers (G-SIIs) and banks (G-SIBs). (Source: FSB

Financial Regulatory Developments 31 October - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • October 31 2014

The Council has published the version of the Regulation on packaged retail and insurance-based investment products (PRIIPs) adopted in Trilogue. The

Financial Regulatory Developments 24 October - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • October 24 2014

The Presidency of the Council has tabled, for negotiation among Member States, a new compromise text of the proposed multilateral interchange fees

Financial Regulatory Developments 24 October - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 24 2014

Andrew Bailey's speech at the City Banquet struck a note of cautious optimism for financial markets and regulation, after 18 months of regulation

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have