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Results: 1-10 of 287

Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and

Financial Regulatory Developments 14 November - Financial Stability Board (FSB)

  • Dentons
  • -
  • Global
  • -
  • November 14 2014

FSB has updated its lists of global systemically important institutions (G-SIs), in respect of insurers (G-SIIs) and banks (G-SIBs). (Source: FSB

Financial Regulatory Developments 31 October - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • October 31 2014

The Council has published the version of the Regulation on packaged retail and insurance-based investment products (PRIIPs) adopted in Trilogue. The

Financial Regulatory Developments 24 October - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • October 24 2014

The Presidency of the Council has tabled, for negotiation among Member States, a new compromise text of the proposed multilateral interchange fees

Financial Regulatory Developments 24 October - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 24 2014

Andrew Bailey's speech at the City Banquet struck a note of cautious optimism for financial markets and regulation, after 18 months of regulation

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have

Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to

Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will

Financial Regulatory Developments 26 September - Financial Stability Board (FSB)

  • Dentons
  • -
  • European Union
  • -
  • September 26 2014

At its plenary meeting in Cairns on 17 and 18 September, FSB discussed current vulnerabilities in the global financial system, in particular warning

Financial Regulatory Developments 19 September - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • September 19 2014

Jean-Claude Juncker, President-elect of the Commission, has written to Jonathan Hill setting out the expectations of how the Commission as a whole