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FMLC writes to Treasury on Banking Act concerns

Dentons
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United Kingdom
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May 8 2009

FMLC has written to the Treasury outlining its concerns over doubts on whether insurance companies fall within the definition of "bank" used in the Act: FMLC requests clarification that they are not intended to do so

AIC criticises AIFD

Dentons
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United Kingdom
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May 8 2009

AIC has added its voice to the criticism of the proposed AIFD

FSA writes to firms on unbreakable deposits

Dentons
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United Kingdom
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January 11 2013

On 30 November 2012, FSA wrote to individuals carrying out a Client Assets Sourcebook (CASS) operational oversight function (CF10a). FSA is concerned

BERR speaks on regulatory change

Dentons
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United Kingdom
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May 8 2009

Lord Mandelson spoke to the ABI on the actions the UK has already taken to address the credit crunch and the agreed actions for the future

AIMA welcomes AIFMD level 2

Dentons
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United Kingdom
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January 4 2013

AIMA has welcomed the AIFMD Level 2 measures. It notes it does not agree with some of the key measures, particularly those on depositaries and delegation

Treasury consults on failing investment banks

Dentons
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United Kingdom
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May 15 2009

Treasury has published a consultation paper on resolution powers for failing investment banks

FSA refers Lehman-backed structured products to wider implications

Dentons
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United Kingdom
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May 15 2009

FSA and FOS have decided FSA will consider issues relating to Lehman-backed structured products under the "wider implications process"

HMRC consults on offshore funds

Dentons
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United Kingdom
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May 15 2009

HMRC is consulting on the definition of "offshore fund" in the Finance Act

IMA publishes dealing commissions matrix

Dentons
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United Kingdom
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May 15 2009

IMA has published a matrix showing what services are paid for out of client commissions charged on trade executions and which functions within firms pay for and use those services

HMRC publishes investment manager exemption update

Dentons
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United Kingdom
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May 15 2009

HMRC has published the Investment Manager (Specified Transaction) Regulations 2009

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Search results

FMLC writes to Treasury on Banking Act concerns

AIC criticises AIFD

FSA writes to firms on unbreakable deposits

BERR speaks on regulatory change

AIMA welcomes AIFMD level 2

Treasury consults on failing investment banks

FSA refers Lehman-backed structured products to wider implications

HMRC consults on offshore funds

IMA publishes dealing commissions matrix

HMRC publishes investment manager exemption update

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