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Results: 1-10 of 81

Europe and Australia link emissions trading systems

  • Dentons
  • -
  • Australia, European Union
  • -
  • August 31 2012

The Commission and the Australian Government have agreed on the mutual recognition of carbon units between their emissions trading systems

ESMA reports on CRAs

  • Dentons
  • -
  • European Union
  • -
  • January 20 2012

ESMA has published its first annual report on the application of the Credit Rating Agency (CRA) Regulation

ESMA publishes responses on types of AIFMs and AIFMD concepts

  • Dentons
  • -
  • European Union
  • -
  • February 8 2013

ESMA has published the responses to its consultations on RTS for types of alternative investment fund managers (AIFMs) and on Guidelines on key

ESMA writes to US on OTC derivatives

  • Dentons
  • -
  • European Union
  • -
  • December 21 2012

ESMA has written to the Agriculture Committee of the US House of Representatives, setting out its views on successful international reform of the global OTC derivatives markets

FSA makes rules on EMIR portability

  • Dentons
  • -
  • United Kingdom
  • -
  • December 21 2012

FSA has fed back on the responses to the first part of its consultation “Client assets regime: EMIR, multiple pools and the wider review” and made rules that ensure the porting of positions and margin, as required by EMIR, will be achievable in case of a clearing member’s default

IMA responds on client assets

  • Dentons
  • -
  • United Kingdom
  • -
  • December 14 2012

IMA has responded to FSA's consultation on client assets

AIMA publishes FTT note

  • Dentons
  • -
  • European Union
  • -
  • January 20 2012

AIMA has published a research note on the proposed FTT

FSA fines former MLI broker £350,000 for market abuse

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

FSA has fined Andrew Osborne, former Managing Director in Corporate Broking at Merrill Lynch International (MLI), £350,000, for market abuse

Presidency publishes MiFID 2 compromise

  • Dentons
  • -
  • European Union
  • -
  • February 22 2013

The Presidency has published notes to national delegations on the latest compromise texts of the Markets in Financial Instruments Regulation (MiFIR

FSA speaks on market behaviour

  • Dentons
  • -
  • United Kingdom
  • -
  • December 14 2012

Jamie Symington has spoken on market conduct and FSA's fight against market abuse