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ICMA comments on shadow banking risks arising from repo

  • Dentons
  • -
  • European Union
  • -
  • January 18 2013

The European Repo Council in ICMA has commented on the Financial Stability Board's recommendations on shadow banking risks in securities lending and

ESMA publishes responses on types of AIFMs and AIFMD concepts

  • Dentons
  • -
  • European Union
  • -
  • February 8 2013

ESMA has published the responses to its consultations on RTS for types of alternative investment fund managers (AIFMs) and on Guidelines on key

Customers of MF Global UK Limited to receive FSCS claim forms

  • Dentons
  • -
  • United Kingdom
  • -
  • January 13 2012

FSCS announced it was sending application forms to private customers of MF Global UK Limited with individual accounts

ESMA reports on CRAs

  • Dentons
  • -
  • European Union
  • -
  • January 20 2012

ESMA has published its first annual report on the application of the Credit Rating Agency (CRA) Regulation

AIMA publishes FTT note

  • Dentons
  • -
  • European Union
  • -
  • January 20 2012

AIMA has published a research note on the proposed FTT

FSA fines former MLI broker £350,000 for market abuse

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

FSA has fined Andrew Osborne, former Managing Director in Corporate Broking at Merrill Lynch International (MLI), £350,000, for market abuse

FSA publishes ETP factsheet

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • April 27 2012

FSA has published a factsheet on exchange traded products

FSB updates on LEI

  • Dentons
  • -
  • USA
  • -
  • March 9 2012

FSB’s technical group has reported good progress in assessing the legal requirements for a Legal Entity Identifier (LEI

EP publishes march agenda

  • Dentons
  • -
  • European Union
  • -
  • February 16 2012

The draft agenda for EP's meeting in late March anticipates a vote on first reading of the Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (EMIR) on 29 March

IOSCO consults on ETFs

  • Dentons
  • -
  • Global
  • -
  • February 16 2012

IOSCO is consulting on a set of Principles for the regulation of Exchange Traded Funds (ETFs